-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RLBwiQzJjd14fzqs+2BaA823I8/QSWdyj/NN+WZn5l66bVncVAFmW8WX2UnNY6bM gn6XJW3yhp7AIcmyFfSfIA== 0001181431-09-036834.txt : 20090729 0001181431-09-036834.hdr.sgml : 20090729 20090729164144 ACCESSION NUMBER: 0001181431-09-036834 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090727 FILED AS OF DATE: 20090729 DATE AS OF CHANGE: 20090729 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DILLON MICHAEL A CENTRAL INDEX KEY: 0001286371 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15086 FILM NUMBER: 09970656 MAIL ADDRESS: STREET 1: 4150 NETWORK CIR CITY: SANTA CLARA STATE: CA ZIP: 95054 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SUN MICROSYSTEMS, INC. CENTRAL INDEX KEY: 0000709519 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571] IRS NUMBER: 942805249 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 4150 NETWORK CIRCLE CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 6509601300 MAIL ADDRESS: STREET 1: 4150 NETWORK CIRCLE CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: SUN MICROSYSTEMS INC DATE OF NAME CHANGE: 19920703 4 1 rrd248838.xml DILLON'S FORM 4 RE: 7/27/09 ACTIVITY X0303 4 2009-07-27 0 0000709519 SUN MICROSYSTEMS, INC. JAVA 0001286371 DILLON MICHAEL A 4150 NETWORK CIRCLE SANTA CLARA CA 95054 0 1 0 0 EVP, General Counsel & Sec. Common Stock 2009-07-27 4 F 0 3352 9.24 D 115301 D Employee Stock Option (Right to Buy) 14.8 2010-07-25 Common Stock 12500 12500 D Employee Stock Option (Right to Buy) 16.8 2011-05-21 Common Stock 8250 8250 D Employee Stock Option (Right to Buy) 16.832 2011-11-13 Common Stock 6500 6500 D Employee Stock Option (Right to Buy) 15.6 2014-04-30 Common Stock 87500 87500 D Employee Stock Option (Right to Buy) 15.16 2014-07-29 Common Stock 25000 25000 D Employee Stock Option (Right to Buy) 15.4 2015-07-28 Common Stock 75000 75000 D Employee Stock Option (Right to Buy) 17.04 2016-07-27 Common Stock 100000 100000 D Employee Stock Option (Right to Buy) 20.4 2017-07-31 Common Stock 100000 100000 D This option vests and becomes exercisable in five equal annual installments beginning on the first anniversary of the date of grant. This includes (i) 2,063 shares of unvested restricted stock, (ii) 95,656 shares of unvested restricted stock units and (iii) 2,777 shares acquired under the issuer's employee stock purchase plan on May 15, 2009. /s/ Michael A. Dillon 2009-07-27 -----END PRIVACY-ENHANCED MESSAGE-----