-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Cgz84FLVTYghMemwpzcMRd4EVwKMDRb3DxcdiBLoKMb80ZKDW/wpYRLvk2CMaD6U 4/sWDKy1EJ8DnzalnDp+UA== 0001181431-09-022325.txt : 20090504 0001181431-09-022325.hdr.sgml : 20090504 20090504123124 ACCESSION NUMBER: 0001181431-09-022325 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090430 FILED AS OF DATE: 20090504 DATE AS OF CHANGE: 20090504 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Splain Michael E CENTRAL INDEX KEY: 0001433641 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15086 FILM NUMBER: 09792398 MAIL ADDRESS: STREET 1: 4150 NETWORK CIRCLE CITY: SANTA CLARA STATE: CA ZIP: 95054 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SUN MICROSYSTEMS, INC. CENTRAL INDEX KEY: 0000709519 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571] IRS NUMBER: 942805249 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 4150 NETWORK CIRCLE CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 6509601300 MAIL ADDRESS: STREET 1: 4150 NETWORK CIRCLE CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: SUN MICROSYSTEMS INC DATE OF NAME CHANGE: 19920703 4 1 rrd238625.xml SPLAIN'S FORM 4 RE: 4/30/09 VESTING X0303 4 2009-04-30 0 0000709519 SUN MICROSYSTEMS, INC. JAVA 0001433641 Splain Michael E 4150 NETWORK CIRCLE SANTA CLARA CA 95054 0 1 0 0 EVP, Microelectronics Common Stock 2009-04-30 4 F 0 5184 9.16 D 90471 D Common Stock 10000 I Shares held by Michael E. Splain & Donna M. Splain JT/WROS Employee Stock Option (Right to Buy) 65 2009-06-13 Common Stock 2500 2500 D Employee Stock Option (Right to Buy) 31.64 2009-09-27 Common Stock 3750 3750 D Employee Stock Option (Right to Buy) 50.36 2009-11-07 Common Stock 6250 6250 D Employee Stock Option (Right to Buy) 50.36 2009-11-07 Common Stock 6250 6250 D Employee Stock Option (Right to Buy) 36.56 2010-03-19 Common Stock 50 50 D Employee Stock Option (Right to Buy) 36.56 2010-03-19 Common Stock 3750 3750 D Employee Stock Option (Right to Buy) 14.8 2010-07-25 Common Stock 7500 7500 D Employee Stock Option (Right to Buy) 14.8 2010-07-25 Common Stock 11250 11250 D Employee Stock Option (Right to Buy) 16.8 2011-05-21 Common Stock 11250 11250 D Employee Stock Option (Right to Buy) 16.832 2011-11-13 Common Stock 11250 11250 D Employee Stock Option (Right to Buy) 15 2012-05-18 Common Stock 10000 10000 D Employee Stock Option (Right to Buy) 15.76 2012-09-17 Common Stock 12500 12500 D Employee Stock Option (Right to Buy) 18.4 2012-11-10 Common Stock 5000 5000 D Employee Stock Option (Right to Buy) 16.48 2013-01-27 Common Stock 15000 15000 D Employee Stock Option (Right to Buy) 15.4 2013-07-28 Common Stock 20750 20750 D Employee Stock Option (Right to Buy) 21.32 2014-11-02 Common Stock 17500 17500 D Employee Stock Option (Right to Buy) 26.56 2015-01-31 Common Stock 13125 13125 D Employee Stock Option (Right to Buy) 20 2015-11-14 Common Stock 15525 15525 D This includes 562 shares of unvested restricted stock and 74,888 shares of unvested restricted stock units. This option vests and becomes exercisable in five equal annual installments beginning on the first anniversary of the date of grant. /s/ Michael E. Splain 2009-05-01 -----END PRIVACY-ENHANCED MESSAGE-----