-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BwWI2sfxdIbLjn27RMDCTLUP6IK+BeeNzs4eFWqWo+AbRUs8b0S+MA/ZFvAe4Z0q D/vHG/wrbeuKMoBOU8zD0Q== 0001181431-09-005426.txt : 20090130 0001181431-09-005426.hdr.sgml : 20090130 20090130122752 ACCESSION NUMBER: 0001181431-09-005426 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090128 FILED AS OF DATE: 20090130 DATE AS OF CHANGE: 20090130 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Chatterjee-Tandon Vengalil K CENTRAL INDEX KEY: 0001377623 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15086 FILM NUMBER: 09557010 BUSINESS ADDRESS: BUSINESS PHONE: 650-960-1300 MAIL ADDRESS: STREET 1: 4150 NETWORK CIRCLE CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER NAME: FORMER CONFORMED NAME: Chatterjee Vengalil K DATE OF NAME CHANGE: 20061005 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SUN MICROSYSTEMS, INC. CENTRAL INDEX KEY: 0000709519 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571] IRS NUMBER: 942805249 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 4150 NETWORK CIRCLE CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 6509601300 MAIL ADDRESS: STREET 1: 4150 NETWORK CIRCLE CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: SUN MICROSYSTEMS INC DATE OF NAME CHANGE: 19920703 4 1 rrd231127.xml CHATTERJEE-TANDON'S FORM 4 RE: 1/28/09 GRANT X0303 4 2009-01-28 0 0000709519 SUN MICROSYSTEMS, INC. JAVA 0001377623 Chatterjee-Tandon Vengalil K 4150 NETWORK CIRCLE SANTA CLARA CA 95054 0 1 0 0 Chief Accounting Officer Common Stock 2009-01-28 4 A 0 37100 .001 A 56052 D Employee Stock Option (Right to Buy) 15 2012-05-18 Common Stock 4500 4500 D Employee Stock Option (Right to Buy) 15.76 2012-09-17 Common Stock 4500 4500 D Employee Stock Option (Right to Buy) 16.48 2013-01-27 Common Stock 2500 2500 D Employee Stock Option (Right to Buy) 21.32 2016-11-02 Common Stock 13125 13125 D Employee Stock Option (Right to Buy) 21.08 2017-04-25 Common Stock 3750 3750 D Employee Stock Option (Right to Buy) 20 2017-11-14 Common Stock 6900 6900 D This includes 49,100 shares of unvested restricted stock units. This option vests and becomes exercisable in five equal annual installments beginning on the first anniversary of the date of grant. This restricted stock unit grant vests and becomes 100% exercisable on April 1, 2010. /s/ Vengalil K. Chatterjee-Tandon 2009-01-29 -----END PRIVACY-ENHANCED MESSAGE-----