-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LvZu0OoGb6oHR64mX/7mXgGYltREBaQCZxNuNy72cu3lMjnmxP2EiFqMMm9xSx7A 4BV7NU8e//ZciadiWId0aQ== 0001181431-08-049526.txt : 20080821 0001181431-08-049526.hdr.sgml : 20080821 20080821124906 ACCESSION NUMBER: 0001181431-08-049526 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080820 FILED AS OF DATE: 20080821 DATE AS OF CHANGE: 20080821 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SUN MICROSYSTEMS, INC. CENTRAL INDEX KEY: 0000709519 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571] IRS NUMBER: 942805249 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 4150 NETWORK CIRCLE CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 6509601300 MAIL ADDRESS: STREET 1: 4150 NETWORK CIRCLE CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: SUN MICROSYSTEMS INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MARKS MICHAEL E CENTRAL INDEX KEY: 0001163715 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15086 FILM NUMBER: 081031745 BUSINESS ADDRESS: STREET 1: C/O FLEXTRONICS INTERNATIONAL LTD STREET 2: 2090 FORTUNE DRIVE CITY: SAN JOSE STATE: CA ZIP: 95131 4 1 rrd178114.xml MARKS' FORM 4 RE: 8/20/08 SALE X0303 4 2008-08-20 0 0000709519 SUN MICROSYSTEMS, INC. JAVA 0001163715 MARKS MICHAEL E 4150 NETWORK CIRCLE SANTA CLARA CA 95054 1 0 0 0 Common Stock 2008-08-20 4 S 0 90000 10.004 D 35000 I By Epping Investment Holdings, LLC Common Stock 50000 I By WB Investors, LLC Common Stock 8429 D Director Stock Option (Right to Buy) 21.08 2012-04-25 Common Stock 2500 2500 D The sales prices for this transaction ranged from $10.00 to $10.01. The issuer will provide full information regarding the number of shares sold at each separate price upon request by the Commission staff. The reporting person disclaims beneficial ownership of these securities except to the extent that the reporting person is deemed to have a pecuniary interest in the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. This includes 8,429 shares of unvested restricted stock units. This option vests and becomes exercisable in four equal annual installments beginning on the first anniversary of the date of grant or the date of Sun Microsystems, Inc.'s 2008 Annual Meeting of Stockholders, whichever is earlier. /s/ Michael E. Marks 2008-08-20 -----END PRIVACY-ENHANCED MESSAGE-----