rrd191717_216708.html

-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WNicMj/bd5SZ1HN0KjNYTvmeGqpJp17XMBCtOhFRgmUMX9aMR1SXaovu4Z9TwMCb HXF34nOKiG7V++S54prjvw== 0001181431-08-045579.txt : 20080801 0001181431-08-045579.hdr.sgml : 20080801 20080801175421 ACCESSION NUMBER: 0001181431-08-045579 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20080730 FILED AS OF DATE: 20080801 DATE AS OF CHANGE: 20080801 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHWARTZ JONATHAN I CENTRAL INDEX KEY: 0001220070 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15086 FILM NUMBER: 08986211 BUSINESS ADDRESS: STREET 1: C/O SUN MICROSYSTEMS INC STREET 2: 4120 NETWORK CIRCLE M/S SCA12-202 CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 6509601300 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SUN MICROSYSTEMS, INC. CENTRAL INDEX KEY: 0000709519 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571] IRS NUMBER: 942805249 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 4150 NETWORK CIRCLE CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 6509601300 MAIL ADDRESS: STREET 1: 4150 NETWORK CIRCLE CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: SUN MICROSYSTEMS INC DATE OF NAME CHANGE: 19920703 4 1 rrd214246.xml SCHWARTZ'S FORM 4 RE: 7/30/08 ACTIVITY X0303 4 2008-07-30 0 0000709519 SUN MICROSYSTEMS, INC. JAVA 0001220070 SCHWARTZ JONATHAN I 4150 NETWORK CIRCLE SANTA CLARA CA 95054 1 1 0 0 President and CEO Common Stock 2008-07-30 4 A 0 66000 .0007 A 643158 D Common Stock 2008-07-30 4 F 0 7549 10.63 D 635609 D Common Stock 2008-07-30 4 A 0 307700 .0007 A 943309 D Employee Stock Option 160 2010-04-12 Common Stock 17500 17500 D Employee Stock Option 180.1252 2010-06-13 Common Stock 7500 7500 D Employee Stock Option 74.32 2011-04-18 Common Stock 50000 50000 D Employee Stock Option 50.36 2011-11-07 Common Stock 18750 18750 D Employee Stock Option 50.36 2011-11-07 Common Stock 18750 18750 D Employee Stock Option 36.56 2012-03-19 Common Stock 50 50 D Employee Stock Option 25.8 2012-05-02 Common Stock 50000 50000 D Employee Stock Option 14.8 2012-07-25 Common Stock 75000 75000 D Employee Stock Option 15.4 2013-07-23 Common Stock 125000 125000 D Employee Stock Option 15.6 2014-04-30 Common Stock 250000 250000 D Employee Stock Option (Right to Buy) 15.16 2014-07-29 Common Stock 200000 200000 D Employee Stock Option (Right to Buy) 15.4 2015-07-28 Common Stock 225000 225000 D Employee Stock Option (Right to Buy) 19.8 2016-04-27 Common Stock 500000 500000 D Employee Stock Option (Right to Buy) 20.4 2017-07-31 Common Stock 500000 500000 D This includes 6,250 shares of unvested restricted stock and 457,200 shares of unvested restricted stock units. This also includes performance-based restricted stock units in which the award criteria was satisfied in April 2008. Upon satisfaction of the award criteria, 25% of the underlying shares vested immediately and 25% of the underlying shares shall thereafter vest on each anniversary of the satisfaction of the award criteria. The reporting person's Form 4 filed in connection with the initial vesting of this performance-based restricted stock unit award did not include the report of the unvested portion, which is now being reported. This option vests and becomes exercisable in five equal annual installments beginning on the first anniversary of the date of grant. This restricted stock unit vests and becomes exercisable as to 25% on the Transaction Date and 25% on each of the second, third and fourth anniversaries of the date of grant. This represents the surrender of shares to the issuer upon vesting of time-based restricted stock units to satisfy tax withholding obligations. This restricted stock unit vests and becomes exercisable in four equal annual installments beginning on the first anniversary of the date of grant. Exhibit List Exhibit 24 - Power of Attorney /s/ Craig D. Norris, Attorney-In-Fact 2008-08-01 EX-24. 2 rrd191717_216708.htm POWER OF ATTORNEY rrd191717_216708.html

						LIMITED POWER OF ATTORNEY

						For Section 16 Reporting

The undersigned, as a Section 16 reporting person of Sun Microsystems, Inc. (the "Company"), hereby constitutes and appoints Michael A. Dillon in his role and capacity as corporate secretary and Craig D. Norris in his role and capacity as corporate assistant secretary, and both of them, the undersigned's true and lawful attorney-in-fact to:

1.	complete and execute Forms 3, 4 and 5 and other forms and all amendments thereto as such attorney-in-fact shall in his discretion determine to be required or advisable pursuant to Section 16 of the Securities Exchange Act of 1934 (as amended) and the rules and regulations promulgated thereunder, or any successor laws and regulations, as a consequence of the undersigned's ownership, acquisition or disposition of securities of the Company; and

2.	do all acts necessary in order to file such forms with the Securities and Exchange Commission, any securities exchange or national association, the Company and such other person or agency as the attorney-in-fact shall deem appropriate.

The undersigned hereby ratifies and confirms all that said attorneys-in-fact and agents shall do or cause to be done by virtue hereof.  The undersigned acknowledges that the foregoing attorneys-in-fact, in serving in such capacity at the request of the undersigned, are not assuming, nor is the Company assuming, any of the undersigned's responsibilities to comply with Section 16 of the Securities Exchange Act of 1934 (as amended).

This Limited Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file Forms 3, 4, and 5 with respect to the undersigned's holdings of and transactions in securities issued by the Company, unless earlier revoked by the undersigned in a signed writing delivered to the Company and the foregoing attorneys-in-fact.

IN WITNESS WHEREOF, the undersigned has caused this Limited Power of Attorney to be executed as of this 1st day of August, 2008.


Signature: /s/ Jonathan I. Schwartz

Print Name:  Jonathan I. Schwartz

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