-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FkmKxXA+OO1fY6+nsM7nlNKnFqYWshZ2eQA1d5TTt943xgRg22/SNVMAOY8VBGVe +R6gczNf9wrjesR6TN/MPw== 0001181431-08-045011.txt : 20080730 0001181431-08-045011.hdr.sgml : 20080730 20080730171739 ACCESSION NUMBER: 0001181431-08-045011 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080727 FILED AS OF DATE: 20080730 DATE AS OF CHANGE: 20080730 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SUN MICROSYSTEMS, INC. CENTRAL INDEX KEY: 0000709519 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571] IRS NUMBER: 942805249 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 4150 NETWORK CIRCLE CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 6509601300 MAIL ADDRESS: STREET 1: 4150 NETWORK CIRCLE CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: SUN MICROSYSTEMS INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MacGowan William N CENTRAL INDEX KEY: 0001361677 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15086 FILM NUMBER: 08979739 BUSINESS ADDRESS: BUSINESS PHONE: 650-960-1300 MAIL ADDRESS: STREET 1: 4150 NETWORK CIRCLE CITY: SANTA CLARA STATE: CA ZIP: 95054 4 1 rrd177161.xml MACGOWAN'S FORM 4 RE: 7/27/08 & 7/28/08 ACTIVITY X0303 4 2008-07-27 0 0000709519 SUN MICROSYSTEMS, INC. JAVA 0001361677 MacGowan William N 4150 NETWORK CIRCLE SANTA CLARA CA 95054 0 1 0 0 Chief HR Officer & EVP Common Stock 2008-07-27 4 A 0 28125 .0007 A 40134 D Common Stock 2008-07-27 4 F 0 3352 10.43 D 36782 D Common Stock 2008-07-28 4 F 0 735 9.94 D 36047 D Employee Stock Option (Right to Buy) 74.32 2009-04-18 Common Stock 3750 3750 D Employee Stock Option (Right to Buy) 65 2009-06-13 Common Stock 1250 1250 D Employee Stock Option (Right to Buy) 31.64 2009-09-27 Common Stock 4500 4500 D Employee Stock Option (Right to Buy) 50.36 2009-11-07 Common Stock 7500 7500 D Employee Stock Option (Right to Buy) 50.36 2009-11-07 Common Stock 7500 7500 D Employee Stock Option (Right to Buy) 36.56 2010-03-19 Common Stock 50 50 D Employee Stock Option (Right to Buy) 36.56 2010-03-19 Common Stock 3750 3750 D Employee Stock Option (Right to Buy) 14.8 2010-07-25 Common Stock 10000 10000 D Employee Stock Option (Right to Buy) 16.8 2011-05-21 Common Stock 7500 7500 D Employee Stock Option (Right to Buy) 16.832 2011-11-13 Common Stock 10000 10000 D Employee Stock Option (Right to Buy) 15.6 2012-04-30 Common Stock 75000 75000 D Employee Stock Option (Right to Buy) 15.16 2012-07-29 Common Stock 25000 25000 D Employee Stock Option (Right to Buy) 15.4 2013-07-28 Common Stock 75000 75000 D Employee Stock Option (Right to Buy) 17.04 2016-07-27 Common Stock 100000 100000 D Employee Stock Option (Right to Buy) 20.4 2017-07-31 Common Stock 100000 100000 D This option vests and becomes exercisable in five equal annual installments beginning on the first anniversary of the date of grant. This includes performance-based restricted stock units in which the award criteria was satisfied in 2007. Upon satisfaction of the award criteria, 25% of the underlying shares vested immediately and 25% of the underlying shares shall vest on each anniversary of the date of grant thereafter. The reporting person's Form 4 filed in connection with the initial vesting of this performance-based restricted stock unit award did not include the report of the unvested portion, which is now being reported. This represents the surrender of shares to the issuer upon the vesting of time-based restricted stock units to satisfy tax withholding obligations. This includes 2,063 shares of unvested restricted stock and 18,750 shares of unvested restricted stock units. /s/ William N. MacGowan 2008-07-29 -----END PRIVACY-ENHANCED MESSAGE-----