-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RTNo3ZifFrquzwWmQ74vjgYGn4dGGW52HD3asjHrhZCrsnEvXpxVn8MsLsUctZK5 joPKfUCjCl+BHPXGncHcGg== 0001181431-08-027589.txt : 20080430 0001181431-08-027589.hdr.sgml : 20080430 20080430165722 ACCESSION NUMBER: 0001181431-08-027589 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080428 FILED AS OF DATE: 20080430 DATE AS OF CHANGE: 20080430 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SUN MICROSYSTEMS, INC. CENTRAL INDEX KEY: 0000709519 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571] IRS NUMBER: 942805249 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 4150 NETWORK CIRCLE CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 6509601300 MAIL ADDRESS: STREET 1: 4150 NETWORK CIRCLE CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: SUN MICROSYSTEMS INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Grantham Donald C CENTRAL INDEX KEY: 0001360950 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15086 FILM NUMBER: 08790542 BUSINESS ADDRESS: BUSINESS PHONE: 650-960-1300 MAIL ADDRESS: STREET 1: 4150 NETWORK CIRCLE CITY: SANTA CLARA STATE: CA ZIP: 95054 4 1 rrd204158.xml GRANTHAM'S FORM 4 RE: 4/28/08 VESTING X0202 4 2008-04-28 0 0000709519 SUN MICROSYSTEMS, INC. JAVA 0001360950 Grantham Donald C 4150 NETWORK CIRCLE SANTA CLARA CA 95054 0 1 0 0 EVP, Global Sales & Services Common Stock 2008-04-28 4 F 0 2255 15.52 D 28870 D Employee Stock Option (Right to Buy) 203.75 2008-10-11 Common Stock 7500 7500 D Employee Stock Option (Right to Buy) 74.32 2009-04-18 Common Stock 5000 5000 D Employee Stock Option (Right to Buy) 65 2009-06-13 Common Stock 5000 5000 D Employee Stock Option (Right to Buy) 31.64 2009-09-27 Common Stock 3750 3750 D Employee Stock Option (Right to Buy) 50.36 2009-11-07 Common Stock 5000 5000 D Employee Stock Option (Right to Buy) 50.36 2009-11-07 Common Stock 5000 5000 D Employee Stock Option (Right to Buy) 36.56 2010-03-19 Common Stock 50 50 D Employee Stock Option (Right to Buy) 36.56 2010-03-19 Common Stock 5000 5000 D Employee Stock Option (Right to Buy) 36.56 2010-03-19 Common Stock 12500 12500 D Employee Stock Option (Right to Buy) 28.28 2010-05-14 Common Stock 12500 12500 D Employee Stock Option (Right to Buy) 16.8 2011-05-21 Common Stock 5000 1000 D Employee Stock Option (Right to Buy) 16.8 2011-05-21 Common Stock 11250 2250 D Employee Stock Option (Right to Buy) 16.832 2011-11-13 Common Stock 12500 5000 D Employee Stock Option (Right to Buy) 15.76 2012-09-17 Common Stock 15000 9000 D Employee Stock Option (Right to Buy) 16.48 2013-01-27 Common Stock 37500 22500 D Employee Stock Option (Right to Buy) 13.76 2013-04-28 Common Stock 62500 37500 D Employee Stock Option (Right to Buy) 15.4 2013-07-28 Common Stock 75000 45000 D Employee Stock Option (Right to Buy) 19.8 2016-04-27 Common Stock 125000 100000 D Employee Stock Option (Right to Buy) 20.4 2017-07-31 Common Stock 125000 125000 D This represents the surrender of shares to the issuer upon vesting of restricted stock units to satisfy tax withholding obligations. This includes 9,125 shares of unvested restricted stock and 16,500 shares of unvested restricted stock units. This option was granted under the Sun Microsystems, Inc. 1990 Long-Term Equity Incentive Plan. This option vests and becomes exercisable in five equal annual installments beginning on the first anniversary of the date of grant. /s/ Donald C. Grantham 2008-04-29 -----END PRIVACY-ENHANCED MESSAGE-----