-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HwXg+W0bTjSfSeFggtIq/15V/2XOEqiQ3A9UZSjZntNefOIpVChd2hgDu7vesQpk g7xix6E3kYBQTQdSyx6L5Q== 0001181431-07-074102.txt : 20071207 0001181431-07-074102.hdr.sgml : 20071207 20071207192445 ACCESSION NUMBER: 0001181431-07-074102 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071129 FILED AS OF DATE: 20071207 DATE AS OF CHANGE: 20071207 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SUN MICROSYSTEMS, INC. CENTRAL INDEX KEY: 0000709519 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571] IRS NUMBER: 942805249 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 4150 NETWORK CIRCLE CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 6509601300 MAIL ADDRESS: STREET 1: 4150 NETWORK CIRCLE CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: SUN MICROSYSTEMS INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHWARTZ JONATHAN I CENTRAL INDEX KEY: 0001220070 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15086 FILM NUMBER: 071293852 BUSINESS ADDRESS: STREET 1: C/O SUN MICROSYSTEMS INC STREET 2: 4120 NETWORK CIRCLE M/S SCA12-202 CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 6509601300 4 1 rrd181219.xml SCHWARTZ'S FORM 4 RE: GIFT X0202 4 2007-11-29 0 0000709519 SUN MICROSYSTEMS, INC. JAVA 0001220070 SCHWARTZ JONATHAN I 4150 NETWORK CIRCLE SANTA CLARA CA 95054 1 1 0 0 President and CEO Common Stock 2007-11-29 5 G 0 51100 0 D 449038 D Employee Stock Option 146.8752 2007-12-15 Common Stock 30000 30000 D Employee Stock Option 160 2010-04-12 Common Stock 17500 17500 D Employee Stock Option 180.1252 2010-06-13 Common Stock 7500 7500 D Employee Stock Option 74.32 2011-04-18 Common Stock 50000 50000 D Employee Stock Option 50.36 2011-11-07 Common Stock 18750 18750 D Employee Stock Option 50.36 2011-11-07 Common Stock 18750 18750 D Employee Stock Option 36.56 2012-03-19 Common Stock 50 50 D Employee Stock Option 25.8 2012-05-02 Common Stock 50000 50000 D Employee Stock Option 14.8 2012-07-25 Common Stock 75000 75000 D Employee Stock Option 15.4 2013-07-23 Common Stock 125000 125000 D Employee Stock Option 15.6 2014-04-30 Common Stock 250000 250000 D Employee Stock Option (Right to Buy) 15.16 2014-07-29 Common Stock 200000 200000 D Employee Stock Option (Right to Buy) 15.4 2015-07-28 Common Stock 225000 225000 D Employee Stock Option (Right to Buy) 19.8 2016-04-27 Common Stock 500000 500000 D Employee Stock Option (Right to Buy) 20.4 2017-07-31 Common Stock 500000 500000 D Includes 12,500 shares of unvested restricted stock. This option was granted under the Sun Microsystems, Inc. 1990 Long-Term Equity Incentive Plan. Immediately. The remainder of this option vests in one annual installment of 25,000 shares on the fifth anniversary of the date of grant. The remainder of this option vests in two equal annual installments of 50,000 shares on each of the fourth and fifth anniversaries of the date of grant. The remainder of this option vests in two equal annual installments of 40,000 shares on each of the fourth and fifth anniversaries of the date of grant. The remainder of this option vests in three equal annual installments of 45,000 shares on each of the third, fourth and fifth anniversaries of the date of grant. The remainder of this option vests in four equal annual installments of 100,000 shares on each of the second, third, fourth and fifth anniversaries of the date of grant. This option vests and becomes exercisable in five equal annual installments of 100,000 shares beginning on July 31, 2008. This transaction represents a bona fide gift. /s/ Jonathan I. Schwartz 2007-12-07 -----END PRIVACY-ENHANCED MESSAGE-----