-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VvG/vOKCp2LMw/1KtFipuP6cxWpnZuf5nFLxe8O3+2d3sZ+gf+ckwafjPoAdF1dX MXOnxoT8wiIzOaNnatUc3w== 0001181431-07-069213.txt : 20071114 0001181431-07-069213.hdr.sgml : 20071114 20071114190506 ACCESSION NUMBER: 0001181431-07-069213 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071112 FILED AS OF DATE: 20071114 DATE AS OF CHANGE: 20071114 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SUN MICROSYSTEMS, INC. CENTRAL INDEX KEY: 0000709519 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571] IRS NUMBER: 942805249 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 4150 NETWORK CIRCLE CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 6509601300 MAIL ADDRESS: STREET 1: 4150 NETWORK CIRCLE CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: SUN MICROSYSTEMS INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gadre Anil P CENTRAL INDEX KEY: 0001374543 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15086 FILM NUMBER: 071247240 BUSINESS ADDRESS: BUSINESS PHONE: 650-960-1300 MAIL ADDRESS: STREET 1: 4150 NETWORK CIRCLE CITY: SANTA CLARA STATE: CA ZIP: 95054 4 1 rrd177155.xml GADRE'S FORM 4 RE: STOCK SPLIT X0202 4 2007-11-12 0 0000709519 SUN MICROSYSTEMS, INC. JAVA 0001374543 Gadre Anil P 4150 NETWORK CIRCLE SANTA CLARA CA 95054 0 1 0 0 EVP & Chief Marketing Officer Common Stock 2007-11-12 4 S 0 .5 10.35 D 53928 D Employee Stock Option (Right to Buy) 160 2008-04-12 Common Stock 10000 10000 D Employee Stock Option (Right to Buy) 74.32 2009-04-18 Common Stock 6250 6250 D Employee Stock Option (Right to Buy) 65 2009-06-13 Common Stock 2500 2500 D Employee Stock Option (Right to Buy) 31.64 2009-09-27 Common Stock 5625 5625 D Employee Stock Option (Right to Buy) 50.36 2009-11-07 Common Stock 7500 7500 D Employee Stock Option (Right to Buy) 50.36 2009-11-07 Common Stock 7500 7500 D Employee Stock Option (Right to Buy) 36.56 2010-03-19 Common Stock 50 50 D Employee Stock Option (Right to Buy) 36.56 2010-03-19 Common Stock 5625 5625 D Employee Stock Option (Right to Buy) 28.28 2010-05-14 Common Stock 4900 4900 D Employee Stock Option (Right to Buy) 14.8 2010-07-25 Common Stock 15000 15000 D Employee Stock Option (Right to Buy) 16.8 2011-05-21 Common Stock 8750 8750 D Employee Stock Option (Right to Buy) 16.832 2011-11-13 Common Stock 25000 25000 D Employee Stock Option (Right to Buy) 15.16 2012-07-29 Common Stock 75000 75000 D Employee Stock Option (Right to Buy) 15.4 2013-07-28 Common Stock 75000 75000 D Employee Stock Option (Right to Buy) 17.04 2014-07-27 Common Stock 100000 100000 D Employee Stock Option (Right to Buy) 20.4 2017-07-31 Common Stock 100000 100000 D This includes 4,125 shares of unvested restricted stock. This option was granted under the Sun Microsystems, Inc. 1990 Long-Term Equity Incentive Plan. Immediately. The remainder of this option vests in one annual installment of 1,750 shares on the fifth anniversary of the date of grant. The remainder of this option vests in two equal annual installments of 5,000 shares on each of the fourth and fifth anniversaries of the date of grant. The remainder of this option vests in two equal annual installments of 15,000 shares on each of the fourth and fifth anniversaries of the date of grant. The remainder of this option vests in three equal annual installments of 15,000 shares on each of the third, fourth and fifth anniversaries of the date of grant. The remainder of this option vests in four equal annual installments of 20,000 shares on each of the second, third, fourth and fifth anniversaries of the date of grant. This option vests and becomes exercisable in five equal annual installments of 20,000 shares beginning on July 31, 2008. This transaction represents the purchase by Sun Microsystems, Inc. of a fractional share of Common Stock resulting from the company's one-for-four reverse stock split effective November 12, 2007 at a purchase price of $20.71 per share, which was the average closing price as reported on NASDAQ for the four trading days preceding the effective date. /s/ Anil P. Gadre 2007-11-13 -----END PRIVACY-ENHANCED MESSAGE-----