-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QhgW2HEiMlTfyYleivcyeGqNFC42GE8phoRhCQTpQ7FF6QaU47KLc3DRxFutGdpn cL8l5s8/4CPaI5Q2hxLsgQ== 0001181431-07-068696.txt : 20071113 0001181431-07-068696.hdr.sgml : 20071112 20071113191224 ACCESSION NUMBER: 0001181431-07-068696 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071108 FILED AS OF DATE: 20071113 DATE AS OF CHANGE: 20071113 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SUN MICROSYSTEMS, INC. CENTRAL INDEX KEY: 0000709519 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571] IRS NUMBER: 942805249 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 4150 NETWORK CIRCLE CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 6509601300 MAIL ADDRESS: STREET 1: 4150 NETWORK CIRCLE CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: SUN MICROSYSTEMS INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OSHMAN M KENNETH CENTRAL INDEX KEY: 0001078519 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15086 FILM NUMBER: 071240291 BUSINESS ADDRESS: BUSINESS PHONE: 6508557400 MAIL ADDRESS: STREET 1: C/O ECHELON CORP STREET 2: 4015 MIRANDA AVE CITY: PALO ALTO STATE: CA ZIP: 94304 4 1 rrd177144.xml OSHMAN'S FORM 4 RE: ANNUAL DIRECTOR GRANT X0202 4 2007-11-08 0 0000709519 SUN MICROSYSTEMS, INC. JAVA 0001078519 OSHMAN M KENNETH 4150 NETWORK CIRCLE SANTA CLARA CA 95054 1 0 0 0 Common Stock 2007-11-08 4 A 0 33718 .0007 A 2366918 D Director Stock Option (Right to Buy) 4.208 2008-11-13 Common Stock 10000 10000 D Director Stock Option (Right to Buy) 4.6 2009-11-10 Common Stock 10000 10000 D Director Stock Option (Right to Buy) 3.9 2010-10-27 Common Stock 10000 10000 D Director Stock Option (Right to Buy) 5.33 2011-11-02 Common Stock 10000 10000 D This includes 33,718 shares of unvested restricted stock units. This option was granted under the Sun Microsystems, Inc. 1988 Directors' Stock Option Plan. This option vests in four equal annual installments of 2,500 shares beginning on November 13, 2004 or the date of Sun's 2004 Annual Meeting of Stockholders, whichever is earlier. This option vests in four equal annual installments of 2,500 shares beginning on November 10, 2005 or the date of Sun's 2005 Annual Meeting of Stockholders, whichever is earlier. This option vests in four equal annual installments of 2,500 shares beginning on October 27, 2006 or the date of Sun's 2006 Annual Meeting of Stockholders, whichever is earlier. This option vests in four equal annual installments of 2,500 shares beginning on November 2, 2007 or the date of Sun's 2007 Annual Meeting of Stockholders, whichever is earlier. This transaction took place prior to the effectiveness of a one-for-four reverse split of the Common Stock of Sun Microsystems, Inc. on November 12, 2007. Accordingly, all of the information included in this report is presented on a pre-split basis. /s/ M. Kenneth Oshman 2007-11-09 -----END PRIVACY-ENHANCED MESSAGE-----