-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Q30cqSno4Vfp7wgwZ/TcIsAn1tBDuYLJmYJ8+aSZLfrA4D6YYmLN9ofutDT4JLWE Ccx/XcWpfQL3Mr7lE9JXLw== 0001181431-07-049514.txt : 20070802 0001181431-07-049514.hdr.sgml : 20070802 20070802193302 ACCESSION NUMBER: 0001181431-07-049514 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070731 FILED AS OF DATE: 20070802 DATE AS OF CHANGE: 20070802 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SUN MICROSYSTEMS, INC. CENTRAL INDEX KEY: 0000709519 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571] IRS NUMBER: 942805249 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 4150 NETWORK CIRCLE CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 6509601300 MAIL ADDRESS: STREET 1: 4150 NETWORK CIRCLE CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: SUN MICROSYSTEMS INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BENSON JON H CENTRAL INDEX KEY: 0001275936 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15086 FILM NUMBER: 071021917 MAIL ADDRESS: STREET 1: ONE STORAGE TEK DRIVE MS 4309 CITY: LOUISVILLE STATE: CO ZIP: 80028-4309 4 1 rrd168064.xml J. BENSON'S FORM 4 RE: 7/31/07 GRANT X0202 4 2007-07-31 0 0000709519 SUN MICROSYSTEMS, INC. SUNW 0001275936 BENSON JON H 4150 NETWORK CIRCLE SANTA CLARA CA 95054 0 1 0 0 Senior Vice President, Storage Common Stock 173619 D Employee Stock Option (Right to Buy) 2.35 2012-02-14 Common Stock 11624 11624 D Employee Stock Option (Right to Buy) 2.17 2013-02-09 Common Stock 88301 88301 D Employee Stock Option (Right to Buy) 2.85 2014-02-01 Common Stock 139419 139419 D Employee Stock Option (Right to Buy) 3.13 2015-02-07 Common Stock 250185 250185 D Employee Stock Option (Right to Buy) 3.9 2013-10-26 Common Stock 100000 100000 D Employee Stock Option (Right to Buy) 5.33 2014-11-01 Common Stock 20700 20700 D Employee Stock Option (Right to Buy) 5.27 2015-04-24 Common Stock 150000 150000 D Employee Stock Option (Right to Buy) 5.1 2007-07-31 4 A 0 150000 0 A 2017-07-31 Common Stock 150000 150000 D This includes 130,250 shares of unvested restricted stock. This option was granted under the Storage Technology Corporation 1995 Equity Participation Plan, as Amended. This option was granted under the Storage Technology Corporation 2001 Leveraged Equity Acquisition Program (LEAP) under the Amended and Restated 1995 Equity Participation Plan. This option was granted under the 1996 Equity Compensation Acquisition Plan. This option was granted under the Sun Microsystems, Inc. 1990 Long-Term Equity Incentive Plan. Immediately. This option vests and becomes exercisable in five equal annual installments of 20,000 shares beginning on August 31, 2006. This option vests and becomes exercisable in five equal annual installments of 4,140 shares beginning on November 2, 2007. This option vests and becomes exercisable in five equal annual installments of 30,000 shares beginning on April 25, 2008. This option vests and becomes exercisable in five equal annual installments of 30,000 shares beginning on July 31, 2008. /s/ Jon H. Benson 2007-08-01 -----END PRIVACY-ENHANCED MESSAGE-----