-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HfL0KW9v3kIRyIj3TcVg6Pa5023yMrzBEzLm2JjjemwHhhW10Z0qEQHMQIV/z2OA 87t9b5FRcWhU3raUFuJMCg== 0001181431-07-049510.txt : 20070802 0001181431-07-049510.hdr.sgml : 20070802 20070802193139 ACCESSION NUMBER: 0001181431-07-049510 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070731 FILED AS OF DATE: 20070802 DATE AS OF CHANGE: 20070802 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SUN MICROSYSTEMS, INC. CENTRAL INDEX KEY: 0000709519 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571] IRS NUMBER: 942805249 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 4150 NETWORK CIRCLE CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 6509601300 MAIL ADDRESS: STREET 1: 4150 NETWORK CIRCLE CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: SUN MICROSYSTEMS INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PAPADOPOULOS GREGORY M CENTRAL INDEX KEY: 0001220066 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15086 FILM NUMBER: 071021910 BUSINESS ADDRESS: STREET 1: C/O SUN MICROSYSTEMS INC STREET 2: 4120 NETWORK CIRCLE M/S SCA12-202 CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 6509601300 4 1 rrd165441.xml G. PAPADOPOULOS' FORM 4 RE: 7/31/07 VESTING, TAX WITHHOLDING & OPTION GRANT X0202 4 2007-07-31 0 0000709519 SUN MICROSYSTEMS, INC. SUNW 0001220066 PAPADOPOULOS GREGORY M 4150 NETWORK CIRCLE SANTA CLARA CA 95054 0 1 0 0 Executive Vice President & CTO Common Stock 2007-07-31 4 M 0 62500 5.1 A 248873 D Common Stock 2007-07-31 4 F 0 28591 5.1 D 220282 D Employee Stock Option (Right to Buy) 5.0235 2008-04-15 Common Stock 294000 106000 D Employee Stock Option (Right to Buy) 12.5313 2009-04-20 Common Stock 100000 100000 D Employee Stock Option (Right to Buy) 40 2010-04-12 Common Stock 51676 51676 D Employee Stock Option (Right to Buy) 18.58 2011-04-18 Common Stock 111686 111686 D Employee Stock Option (Right to Buy) 12.59 2011-11-07 Common Stock 39211 39211 D Employee Stock Option (Right to Buy) 12.59 2011-11-07 Common Stock 44785 44785 D Employee Stock Option (Right to Buy) 9.14 2010-03-19 Common Stock 125 125 D Employee Stock Option (Right to Buy) 6.45 2012-05-02 Common Stock 126974 126974 D Employee Stock Option (Right to Buy) 3.7 2012-07-25 Common Stock 197713 39542 D Employee Stock Option (Right to Buy) 3.85 2013-07-23 Common Stock 399152 399152 D Employee Stock Option (Right to Buy) 3.79 2014-07-29 Common Stock 400000 400000 D Employee Stock Option (Right to Buy) 3.85 2015-07-28 Common Stock 300000 300000 D Employee Stock Option (Right to Buy) 4.26 2016-07-27 Common Stock 500000 500000 D Employee Stock Option (Right to Buy) 5.1 2007-07-31 4 A 0 450000 0 A 2017-07-31 Common Stock 450000 450000 D This option was granted under the Sun Microsystems, Inc. 1990 Long-Term Equity Incentive Plan. Immediately. This option vests and becomes exercisable in five equal annual installments of 25 shares beginning on March 19, 2003. This option vests and becomes exercisable in five equal annual installments of approximately 25,394 shares beginning on May 2, 2003. This option vests and becomes exercisable in five equal annual installments of approximately 39,542 shares beginning on July 25, 2003. This option vests and becomes exercisable in five equal annual installments of approximately 79,830 shares beginning on July 23, 2004. This option vests and becomes exercisable in five equal annual installments of 80,000 shares beginning on July 29, 2005. This option vests and becomes exercisable in five equal annual installments of 60,000 shares beginning on July 28, 2006. This option vests and becomes exercisable in five equal annual installments of 100,000 shares beginning on July 27, 2007. Includes 16,500 shares of unvested restricted stock. This option vests and becomes exercisable in five equal annual installments of 90,000 shares beginning on July 31, 2008. Represents performance-based restricted stock units that have vested and are paid out in shares of common stock. Represents the surrender of shares to the issuer upon vesting of performance-based restricted stock units to satisfy tax withholding obligations. This amount was overstated by 250,000 shares in the Form 4 filed on August 1, 2007 due to the incorrect inclusion of shares representing unvested restricted stock units with performance-based vesting. This amount has been corrected in this filing. /s/ Gregory M. Papadopoulos 2007-08-02 -----END PRIVACY-ENHANCED MESSAGE-----