-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RhPK3+9LwbmlRHIubdDwMk42cVWpX8OFPhqhC8hf4ohGzMWipFqM//ki8IurJSjU HR6mteKCh79RubeBT+HgRw== 0001181431-07-049505.txt : 20070802 0001181431-07-049505.hdr.sgml : 20070802 20070802192635 ACCESSION NUMBER: 0001181431-07-049505 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070731 FILED AS OF DATE: 20070802 DATE AS OF CHANGE: 20070802 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SUN MICROSYSTEMS, INC. CENTRAL INDEX KEY: 0000709519 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571] IRS NUMBER: 942805249 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 4150 NETWORK CIRCLE CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 6509601300 MAIL ADDRESS: STREET 1: 4150 NETWORK CIRCLE CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: SUN MICROSYSTEMS INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MacGowan William N CENTRAL INDEX KEY: 0001361677 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15086 FILM NUMBER: 071021900 BUSINESS ADDRESS: BUSINESS PHONE: 650-960-1300 MAIL ADDRESS: STREET 1: 4150 NETWORK CIRCLE CITY: SANTA CLARA STATE: CA ZIP: 95054 4 1 rrd165438.xml W. MACGOWAN'S FORM 4 RE: 7/31/07 VESTING, TAX WITHHOLDING & OPTION GRANT X0202 4 2007-07-31 0 0000709519 SUN MICROSYSTEMS, INC. SUNW 0001361677 MacGowan William N 4150 NETWORK CIRCLE SANTA CLARA CA 95054 0 1 0 0 Chief HR Officer & EVP Common Stock 2007-07-31 4 M 0 37500 5.1 A 59691 D Common Stock 2007-07-31 4 F 0 11654 5.1 D 48037 D Employee Stock Option (Right to Buy) 17 2007-08-11 Common Stock 40000 40000 D Employee Stock Option (Right to Buy) 40 2008-04-12 Common Stock 12000 12000 D Employee Stock Option (Right to Buy) 45.0313 2008-06-13 Common Stock 24000 24000 D Employee Stock Option (Right to Buy) 18.58 2009-04-18 Common Stock 15000 15000 D Employee Stock Option (Right to Buy) 16.25 2009-06-13 Common Stock 5000 5000 D Employee Stock Option (Right to Buy) 7.91 2009-09-27 Common Stock 18000 18000 D Employee Stock Option (Right to Buy) 12.59 2009-11-07 Common Stock 30000 30000 D Employee Stock Option (Right to Buy) 12.59 2009-11-07 Common Stock 30000 30000 D Employee Stock Option (Right to Buy) 9.14 2010-03-19 Common Stock 200 200 D Employee Stock Option (Right to Buy) 9.14 2010-03-19 Common Stock 15000 15000 D Employee Stock Option (Right to Buy) 3.7 2010-07-25 Common Stock 40000 40000 D Employee Stock Option (Right to Buy) 4.2 2011-05-21 Common Stock 30000 30000 D Employee Stock Option (Right to Buy) 4.208 2011-11-13 Common Stock 40000 40000 D Employee Stock Option (Right to Buy) 3.9 2012-04-30 Common Stock 300000 300000 D Employee Stock Option (Right to Buy) 3.79 2012-07-29 Common Stock 100000 100000 D Employee Stock Option (Right to Buy) 3.85 2013-07-28 Common Stock 300000 300000 D Employee Stock Option (Right to Buy) 4.26 2016-07-27 Common Stock 400000 400000 D Employee Stock Option (Right to Buy) 5.1 2007-07-31 4 A 0 400000 0 A 2017-07-31 Common Stock 400000 400000 D This option was granted under the Sun Microsystems, Inc. 1990 Long-Term Equity Incentive Plan. Immediately. This option vests and becomes exercisable in five equal annual installments of 8,000 shares beginning on July 25, 2003. This option vests and becomes exercisable in five equal annual installments of 6,000 shares beginning on May 21, 2004. This option vests and becomes exercisable in five equal annual installments of 8,000 shares beginning on November 13, 2004. This option vests and becomes exercisable in five equal annual installments of 60,000 shares beginning on April 30, 2005. This option vests and becomes exercisable in five equal annual installments of 20,000 shares beginning on July 29, 2005. This option vests and becomes exercisable in five equal annual installments of 60,000 shares beginning on July 28, 2006. This option vests and becomes exercisable in five equal annual installments of 80,000 shares beginning on July 27, 2007. Includes 16,500 shares of unvested restricted stock. This option vests and becomes exercisable in five equal annual installments of 80,000 shares beginning on July 31, 2008. Represents performance-based restricted stock units that have vested and are paid out in shares of common stock. Represents the surrender of shares to the issuer upon vesting of performance-based restricted stock units to satisfy tax withholding obligations. This amount was overstated by 150,000 shares in the Form 4 filed on August 1, 2007 due to the incorrect inclusion of shares representing unvested restricted stock units with performance-based vesting. This amount has been corrected in this filing. /s/ William N. MacGowan 2007-08-02 -----END PRIVACY-ENHANCED MESSAGE-----