-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DYe/Sh8M0wSbBG1ao73Ft5hq9TJrU4QW+PRf99mpA7YsKNkGoRAVbR5hwv70lCOZ ayx/ja5yZLPLQSPbh6rz4g== 0001181431-07-049503.txt : 20070802 0001181431-07-049503.hdr.sgml : 20070802 20070802192451 ACCESSION NUMBER: 0001181431-07-049503 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070731 FILED AS OF DATE: 20070802 DATE AS OF CHANGE: 20070802 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SUN MICROSYSTEMS, INC. CENTRAL INDEX KEY: 0000709519 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571] IRS NUMBER: 942805249 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 4150 NETWORK CIRCLE CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 6509601300 MAIL ADDRESS: STREET 1: 4150 NETWORK CIRCLE CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: SUN MICROSYSTEMS INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Green Richard L CENTRAL INDEX KEY: 0001374758 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15086 FILM NUMBER: 071021897 BUSINESS ADDRESS: BUSINESS PHONE: 650-960-1300 MAIL ADDRESS: STREET 1: 4150 NETWORK CIRCLE CITY: SANTA CLARA STATE: CA ZIP: 95054 4 1 rrd165437.xml R. GREEN'S FORM 4 RE: 7/31/07 VESTING, TAX WITHHOLDING & OPTION GRANT X0202 4 2007-07-31 0 0000709519 SUN MICROSYSTEMS, INC. SUNW 0001374758 Green Richard L 4150 NETWORK CIRCLE SANTA CLARA CA 95054 0 1 0 0 EVP, Software Group Common Stock 2007-07-31 4 M 0 111266 5.1 A 112754 D Common Stock 2007-07-31 4 F 0 39773 5.1 D 72981 D Common Stock 4604 I Shares held by wife. Common Stock 1104 I Shares held in a custodial account for son. Employee Stock Option (Right to Buy) 4.2 2011-05-21 Common Stock 3000 3000 I Options held by wife. Employee Stock Option (Right to Buy) 4.208 2011-11-13 Common Stock 5000 5000 I Options held by wife. Employee Stock Option (Right to Buy) 3.94 2012-09-17 Common Stock 5000 5000 I Options held by wife. Employee Stock Option (Right to Buy) 4.12 2013-01-27 Common Stock 12000 12000 I Options held by wife. Employee Stock Option (Right to Buy) 5.33 2014-11-02 Common Stock 8050 8050 I Options held by wife. Employee Stock Option (Right to Buy) 4.26 2014-07-27 Common Stock 250000 250000 D Employee Stock Option (Right to Buy) 5.1 2007-07-31 4 A 0 425000 0 A 2017-07-31 Common Stock 425000 425000 D This option was granted under the Sun Microsystems, Inc. 1990 Long-Term Equity Incentive Plan. This option vests and becomes exercisable in five equal annual installments of 600 shares beginning on May 21, 2004. This option vests and becomes exercisable in five equal annual installments of 1,000 shares beginning on November 13, 2004. This option vests and becomes exercisable in five equal annual installments of 1,000 shares beginning on September 17, 2005. This option vests and becomes exercisable in five equal annual installments of 2,400 shares beginning on January 27, 2006. This option vests and becomes exercisable in five equal annual installments of 1,610 shares beginning on November 2, 2007. This option vests and becomes exercisable in five equal annual installments of 50,000 shares beginning on July 27, 2007. This option vests and becomes exercisable in five equal annual installments of 85,000 shares beginning on July 31, 2008. Represents performance-based restricted stock units that have vested and are paid out in shares of common stock. Represents the surrender of shares to the issuer upon vesting of performance-based restricted stock units to satisfy tax withholding obligations. /s/ Richard L. Green 2007-08-01 -----END PRIVACY-ENHANCED MESSAGE-----