-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HDD/r1XvQu+hDCtl8oao/38vwCwRVlPjTWuI6s+1DlKD3ajPsCuZrSkZ2cW9nnut jmZ3A5G80enmyXDe6BH1PA== 0001181431-07-049500.txt : 20070802 0001181431-07-049500.hdr.sgml : 20070802 20070802192339 ACCESSION NUMBER: 0001181431-07-049500 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070731 FILED AS OF DATE: 20070802 DATE AS OF CHANGE: 20070802 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SUN MICROSYSTEMS, INC. CENTRAL INDEX KEY: 0000709519 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571] IRS NUMBER: 942805249 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 4150 NETWORK CIRCLE CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 6509601300 MAIL ADDRESS: STREET 1: 4150 NETWORK CIRCLE CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: SUN MICROSYSTEMS INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fowler John F CENTRAL INDEX KEY: 0001374754 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15086 FILM NUMBER: 071021892 BUSINESS ADDRESS: BUSINESS PHONE: 650-960-1300 MAIL ADDRESS: STREET 1: 4150 NETWORK CIRCLE CITY: SANTA CLARA STATE: CA ZIP: 95054 4 1 rrd165435.xml J. FOWLER'S FORM 4 RE: 7/31/07 VESTING, TAX WITHHOLDING & OPTION GRANT X0202 4 2007-07-31 0 0000709519 SUN MICROSYSTEMS, INC. SUNW 0001374754 Fowler John F 4150 NETWORK CIRCLE SANTA CLARA CA 95054 0 1 0 0 EVP, Systems Group Common Stock 2007-07-31 4 M 0 37500 5.1 A 149026 D Common Stock 2007-07-31 4 F 0 13380 5.1 D 135646 D Common Stock 9834 I Shares held by wife. Employee Stock Option (Right to Buy) 17 2007-08-11 Common Stock 8000 8000 D Employee Stock Option (Right to Buy) 28.0782 2007-11-10 Common Stock 20000 20000 D Employee Stock Option (Right to Buy) 40 2008-04-12 Common Stock 10000 10000 D Employee Stock Option (Right to Buy) 18.58 2009-04-18 Common Stock 8000 8000 D Employee Stock Option (Right to Buy) 7.91 2009-09-27 Common Stock 10000 10000 D Employee Stock Option (Right to Buy) 12.59 2009-11-07 Common Stock 25000 25000 D Employee Stock Option (Right to Buy) 12.59 2009-11-07 Common Stock 25000 25000 D Employee Stock Option (Right to Buy) 9.14 2010-03-19 Common Stock 200 200 D Employee Stock Option (Right to Buy) 9.14 2010-03-19 Common Stock 5000 5000 D Employee Stock Option (Right to Buy) 3.7 2010-07-25 Common Stock 8000 8000 D Employee Stock Option (Right to Buy) 3.7 2010-07-25 Common Stock 26883 26883 D Employee Stock Option (Right to Buy) 4.2 2011-05-21 Common Stock 30000 30000 D Employee Stock Option (Right to Buy) 4.208 2011-11-13 Common Stock 25000 25000 D Employee Stock Option (Right to Buy) 3.79 2012-07-29 Common Stock 300000 300000 D Employee Stock Option (Right to Buy) 3.85 2013-07-28 Common Stock 300000 300000 D Employee Stock Option (Right to Buy) 4.26 2014-07-27 Common Stock 500000 500000 D Employee Stock Option (Right to Buy) 18.58 2009-04-18 Common Stock 1500 1500 I Options held by wife. Employee Stock Option (Right to Buy) 9.14 2010-03-19 Common Stock 200 200 I Options held by wife. Employee Stock Option (Right to Buy) 3.7 2010-07-25 Common Stock 3000 3000 I Options held by wife. Employee Stock Option (Right to Buy) 3.94 2012-09-17 Common Stock 3000 3000 I Options held by wife. Employee Stock Option (Right to Buy) 5.1 2007-07-31 4 A 0 425000 0 A 2017-07-31 Common Stock 425000 425000 D This includes 16,500 shares of unvested restricted stock. This option was granted under the Sun Microsystems, Inc. 1990 Long-Term Equity Incentive Plan. Immediately. This option vests and becomes exercisable in five equal annual installments of 1,600 shares beginning on July 25, 2003. This option vests and becomes exercisable in five equal annual installments of approximately 5,377 shares beginning on July 25, 2003. This option vests and becomes exercisable in five equal annual installments of 6,000 shares beginning on May 21, 2004. This option vests and becomes exercisable in five equal annual installments of 5,000 shares beginning on November 13, 2004. This option vests and becomes exercisable in five equal annual installments of 60,000 shares beginning on July 29, 2005. This option vests and becomes exercisable in five equal annual installments of 60,000 shares beginning on July 28, 2006. This option vests and becomes exercisable in five equal annual installments of 100,000 shares beginning on July 27, 2007. This option vests and becomes exercisable in five equal annual installments of 600 shares beginning on December 17, 2003. This option vests and becomes exercisable in five equal annual installments of 600 shares beginning on February 9, 2006. This option vests and becomes exercisable in five equal annual installments of 85,000 shares beginning on July 31, 2008. Represents performance-based restricted stock units that have vested and are paid out in shares of common stock. Represents the surrender of shares to the issuer upon vesting of performance-based restricted stock units to satisfy tax withholding obligations. /s/ John F. Fowler 2007-08-01 -----END PRIVACY-ENHANCED MESSAGE-----