-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KWqtyX4dvgMZMvuneVpgkCjYFY98yqT+MhXbC4941wgrzv2QC1PDnM4W2z0hMxv1 3OsWZ6/lUup/0javQChpew== 0001181431-07-049016.txt : 20070801 0001181431-07-049016.hdr.sgml : 20070801 20070801204613 ACCESSION NUMBER: 0001181431-07-049016 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070728 FILED AS OF DATE: 20070801 DATE AS OF CHANGE: 20070801 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SUN MICROSYSTEMS, INC. CENTRAL INDEX KEY: 0000709519 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571] IRS NUMBER: 942805249 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 4150 NETWORK CIRCLE CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 6509601300 MAIL ADDRESS: STREET 1: 4150 NETWORK CIRCLE CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: SUN MICROSYSTEMS INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DILLON MICHAEL A CENTRAL INDEX KEY: 0001286371 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15086 FILM NUMBER: 071017739 MAIL ADDRESS: STREET 1: 4150 NETWORK CIR CITY: SANTA CLARA STATE: CA ZIP: 95054 4 1 rrd167658.xml M. DILLON'S FORM 4 RE: 7/28/07 & 7/31/07 VESTING & TAX WITHHOLDING AND OPTION GRANT X0202 4 2007-07-28 0 0000709519 SUN MICROSYSTEMS, INC. SUNW 0001286371 DILLON MICHAEL A 4150 NETWORK CIRCLE SANTA CLARA CA 95054 0 1 0 0 Executive Vice President Common Stock 2007-07-28 4 F 0 2949 4.93 D 242351 D Common Stock 2007-07-31 4 M 0 37500 5.1 A 279851 D Common Stock 2007-07-31 4 F 0 13405 5.1 D 266446 D Employee Stock Option (Right to Buy) 3.7 2010-07-25 Common Stock 50000 50000 D Employee Stock Option (Right to Buy) 4.2 2011-05-21 Common Stock 33000 33000 D Employee Stock Option (Right to Buy) 4.208 2011-11-13 Common Stock 26000 26000 D Employee Stock Option (Right to Buy) 3.9 2014-04-30 Common Stock 350000 350000 D Employee Stock Option (Right to Buy) 3.79 2014-07-29 Common Stock 100000 100000 D Employee Stock Option (Right to Buy) 3.85 2015-07-28 Common Stock 300000 300000 D Employee Stock Option (Right to Buy) 4.26 2016-07-27 Common Stock 400000 400000 D Employee Stock Option (Right to Buy) 5.1 2007-07-31 4 A 0 400000 0 A 2017-07-31 Common Stock 400000 400000 D This includes 129,000 shares of unvested restricted stock. This option was granted under the Sun Microsystems, Inc. 1990 Long-Term Equity Incentive Plan. This option vests and becomes exercisable in five equal annual installments of 10,000 shares beginning on July 25, 2003. This option vests and becomes exercisable in five equal annual installments of 6,600 shares beginning on May 21, 2004. This option vests and becomes exercisable in five equal annual installments of 5,200 shares beginning on November 13, 2004. This option vests and becomes exercisable in five equal annual installments of 70,000 shares beginning on April 30, 2005. This option vests and becomes exercisable in five equal annual installments of 20,000 shares beginning on July 29, 2005. This option vests and becomes exercisable in five equal annual installments of 60,000 shares beginning on July 28, 2006. This option vests and becomes exercisable in five equal annual installments of 80,000 shares beginning on July 27, 2007. This option vests and becomes exercisable in five equal annual installments of 80,000 shares beginning on July 31, 2008. Represents the surrender of shares to the issuer upon vesting of time-based restricted stock to satisfy tax withholding obligations. Represents performance-based restricted stock units that have vested and are paid out in shares of common stock. Represents the surrender of shares to the issuer upon vesting of performance-based restricted stock units to satisfy tax withholding obligations. Exhibit List: Exhibit 24 - Power of Attorney /s/ Craig D. Norris, Attorney-In-Fact 2007-08-01 -----END PRIVACY-ENHANCED MESSAGE-----