-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, La1Y4zuzlyHLZz/u5duCGotdpTVKEqDBTbR11Gv+E2RHsIzYas6Rlta8WT/cA/yO CWqDL8Xvxk2CV6Ow48mgdQ== 0001181431-07-007296.txt : 20070131 0001181431-07-007296.hdr.sgml : 20070131 20070131183934 ACCESSION NUMBER: 0001181431-07-007296 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070129 FILED AS OF DATE: 20070131 DATE AS OF CHANGE: 20070131 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SUN MICROSYSTEMS, INC. CENTRAL INDEX KEY: 0000709519 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571] IRS NUMBER: 942805249 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 4150 NETWORK CIRCLE CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 6509601300 MAIL ADDRESS: STREET 1: 4150 NETWORK CIRCLE CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: SUN MICROSYSTEMS INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Grantham Donald C CENTRAL INDEX KEY: 0001360950 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15086 FILM NUMBER: 07569472 BUSINESS ADDRESS: BUSINESS PHONE: 650-960-1300 MAIL ADDRESS: STREET 1: 4150 NETWORK CIRCLE CITY: SANTA CLARA STATE: CA ZIP: 95054 4 1 rrd144284.xml D. GRANTHAM'S FORM 4 RE: 1/29/07 VESTING & TAX WITHHOLDING X0202 4 2007-01-29 0 0000709519 SUN MICROSYSTEMS, INC. SUNW 0001360950 Grantham Donald C 4150 NETWORK CIRCLE SANTA CLARA CA 95054 0 1 0 0 EVP, Global Sales & Services Common Stock 2007-01-29 4 F 0 30293 6.33 D 260137 D Employee Stock Option (Right to Buy) 28.0782 2007-11-10 Common Stock 28000 28000 D Employee Stock Option (Right to Buy) 40 2008-04-12 Common Stock 14000 14000 D Employee Stock Option (Right to Buy) 50.9375 2008-10-11 Common Stock 30000 30000 D Employee Stock Option (Right to Buy) 18.58 2009-04-18 Common Stock 20000 20000 D Employee Stock Option (Right to Buy) 16.25 2009-06-13 Common Stock 20000 20000 D Employee Stock Option (Right to Buy) 7.91 2009-09-27 Common Stock 15000 15000 D Employee Stock Option (Right to Buy) 12.59 2009-11-07 Common Stock 20000 20000 D Employee Stock Option (Right to Buy) 12.59 2009-11-07 Common Stock 20000 20000 D Employee Stock Option (Right to Buy) 9.14 2010-03-19 Common Stock 200 200 D Employee Stock Option (Right to Buy) 9.14 2010-03-19 Common Stock 20000 20000 D Employee Stock Option (Right to Buy) 9.14 2010-03-19 Common Stock 50000 50000 D Employee Stock Option (Right to Buy) 7.07 2010-05-14 Common Stock 50000 50000 D Employee Stock Option (Right to Buy) 3.7 2010-07-25 Common Stock 6000 6000 D Employee Stock Option (Right to Buy) 3.7 2010-07-25 Common Stock 75000 75000 D Employee Stock Option (Right to Buy) 4.2 2011-05-21 Common Stock 20000 20000 D Employee Stock Option (Right to Buy) 4.2 2011-05-21 Common Stock 45000 45000 D Employee Stock Option (Right to Buy) 4.208 2011-11-13 Common Stock 50000 50000 D Employee Stock Option (Right to Buy) 3.94 2012-09-17 Common Stock 60000 60000 D Employee Stock Option (Right to Buy) 4.12 2013-01-27 Common Stock 150000 150000 D Employee Stock Option (Right to Buy) 3.44 2013-04-28 Common Stock 250000 250000 D Employee Stock Option (Right to Buy) 3.85 2013-07-28 Common Stock 300000 300000 D Employee Stock Option (Right to Buy) 4.95 2016-04-27 Common Stock 500000 500000 D This option was granted under the Sun Microsystems, Inc. 1990 Long-Term Equity Incentive Plan. Immediately. This option vests and becomes exercisable in five equal annual installments of 12,000 shares beginning on July 25, 2003. This option vests and becomes exercisable in five equal annual installments of 15,000 shares beginning on July 25, 2003. This option vests and becomes exercisable in five equal annual installments of 4,000 shares beginning on May 21, 2004. This option vests and becomes exercisable in five equal annual installments of 9,000 shares beginning on May 21, 2004. This option vests and becomes exercisable in five equal annual installments of 10,000 shares beginning on November 13, 2004. This option vests and becomes exercisable in five equal annual installments of 12,000 shares beginning on September 17, 2005. This option vests and becomes exercisable in five equal annual installments of 30,000 shares beginning on January 27, 2006. This option vests and becomes exercisable in five equal annual installments of 50,000 shares beginning on April 28, 2006. This option vests and becomes exercisable in five equal annual installments of 60,000 shares beginning on July 28, 2006. This option vests and becomes exercisable in five equal annual installments of 100,000 shares beginning on April 27, 2007. Includes 154,750 shares of unvested restricted stock. /s/ Donald C. Grantham 2007-01-31 -----END PRIVACY-ENHANCED MESSAGE-----