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-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JdpK23lCjzMuE8mcEqWu2E3JMlA37UYVZLTDk90aMbXlKD8Yl5gSJDt4NoN6x9u9 imCHoJm019nTy+Yv/CZyCg== 0001181431-07-007295.txt : 20070131 0001181431-07-007295.hdr.sgml : 20070131 20070131183916 ACCESSION NUMBER: 0001181431-07-007295 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20070129 FILED AS OF DATE: 20070131 DATE AS OF CHANGE: 20070131 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SUN MICROSYSTEMS, INC. CENTRAL INDEX KEY: 0000709519 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571] IRS NUMBER: 942805249 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 4150 NETWORK CIRCLE CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 6509601300 MAIL ADDRESS: STREET 1: 4150 NETWORK CIRCLE CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: SUN MICROSYSTEMS INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: YEN DAVID W CENTRAL INDEX KEY: 0001220076 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15086 FILM NUMBER: 07569470 BUSINESS ADDRESS: STREET 1: C/O SUN MICROSYSTEMS INC STREET 2: 4120 NETWORK CIRCLE M/S SCA12-202 CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 6509601300 4 1 rrd144285.xml D. YEN'S FORM 4 RE: 1/29/07 VESTING & TAX WITHHOLDING X0202 4 2007-01-29 0 0000709519 SUN MICROSYSTEMS, INC. SUNW 0001220076 YEN DAVID W 4150 NETWORK CIRCLE SANTA CLARA CA 95054 0 1 0 0 EVP, Storage Group Common Stock 2007-01-29 4 F 0 36127 6.33 D 321237 D Employee Stock Option (Right to Buy) 14.6094 2007-06-16 Common Stock 32000 32000 D Employee Stock Option (Right to Buy) 36.7188 2007-12-15 Common Stock 100000 100000 D Employee Stock Option (Right to Buy) 40 2008-04-12 Common Stock 26000 26000 D Employee Stock Option (Right to Buy) 57.6875 2008-08-16 Common Stock 30000 30000 D Employee Stock Option (Right to Buy) 31.75 2008-12-13 Common Stock 250000 250000 D Employee Stock Option (Right to Buy) 16.25 2009-06-13 Common Stock 20000 20000 D Employee Stock Option (Right to Buy) 16.25 2009-06-13 Common Stock 250000 250000 D Employee Stock Option (Right to Buy) 7.91 2009-09-27 Common Stock 20000 20000 D Employee Stock Option (Right to Buy) 12.59 2009-11-07 Common Stock 50000 50000 D Employee Stock Option (Right to Buy) 12.59 2009-11-07 Common Stock 50000 50000 D Employee Stock Option (Right to Buy) 9.14 2010-03-19 Common Stock 200 200 D Employee Stock Option (Right to Buy) 9.14 2010-03-19 Common Stock 20000 20000 D Employee Stock Option (Right to Buy) 6.45 2012-05-02 Common Stock 200000 200000 D Employee Stock Option (Right to Buy) 3.7 2012-07-25 Common Stock 300000 300000 D Employee Stock Option (Right to Buy) 3.85 2013-07-23 Common Stock 500000 500000 D Employee Stock Option (Right to Buy) 3.79 2012-07-29 Common Stock 400000 400000 D Employee Stock Option (Right to Buy) 4.12 2013-01-27 Common Stock 200000 200000 D Employee Stock Option (Right to Buy) 3.85 2013-07-28 Common Stock 300000 300000 D Employee Stock Option (Right to Buy) 4.26 2014-07-27 Common Stock 500000 500000 D This includes 44,750 shares of unvested restricted stock. This option was granted under the Sun Microsystems, Inc. 1990 Long-Term Equity Incentive Plan. Immediately. This option vests and becomes exercisable in five equal annual installments of 60,000 shares beginning on July 25, 2003. This option vests and becomes exercisable in five equal annual installments of 100,000 shares beginning on July 23, 2004. This option vests and becomes exercisable in five equal annual installments of 80,000 shares beginning on July 29, 2005. This option vests and becomes exercisable in five equal annual installments of 40,000 shares beginning on January 27, 2006. This option vests and becomes exercisable in five equal annual installments of 60,000 shares beginning on July 28, 2006. This option vests and becomes exercisable in five equal annual installments of 100,000 shares beginning on July 27, 2007. Exhibit List: Exhibit 24 - Power of Attorney /s/ Craig D. Norris, Attorney-In-Fact 2007-01-30 EX-24. 2 rrd127027_143356.htm POWER OF ATTORNEY rrd127027_143356.html

                                                                                                                Exhibit 24
LIMITED POWER OF ATTORNEY

For Section 16 Reporting

The undersigned, as a Section 16 reporting person of Sun Microsystems, Inc. (the "Company"), hereby constitutes and appoints Michael A. Dillon in his role and capacity as corporate secretary, Brian M. Martin and Craig D. Norris in their roles and capacities as corporate assistant secretaries, and each of them, the undersigned's true and lawful attorney-in-fact to:

1.        complete and execute Forms 3, 4 and 5 and other forms and all amendments thereto as such attorney-in-fact shall in his discretion determine to be required or advisable pursuant to Section 16 of the Securities Exchange Act of 1934 (as amended) and the rules and regulations promulgated thereunder, or any successor laws and regulations, as a consequence of the undersigned's ownership, acquisition or disposition of securities of the Company; and

2.        do all acts necessary in order to file such forms with the Securities and Exchange Commission, any securities exchange or national association, the Company and such other person or agency as the attorney-in-fact shall deem appropriate.

The undersigned hereby ratifies and confirms all that said attorneys-in-fact and agents shall do or cause to be done by virtue hereof.  The undersigned acknowledges that the foregoing attorneys-in-fact, in serving in such capacity at the request of the undersigned, are not assuming, nor is the Company assuming, any of the undersigned's responsibilities to comply with Section 16 of the Securities Exchange Act of 1934 (as amended).

This Limited Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file Forms 3, 4, and 5 with respect to the undersigned's holdings of and transactions in securities issued by the Company, unless earlier revoked by the undersigned in a signed writing delivered to the Company and the foregoing attorneys-in-fact.

IN WITNESS WHEREOF, the undersigned has caused this Limited Power of Attorney to be executed as of this 5th day of September, 2006.


Signature: /s/ David W. Yen        

Print Name:  David W. Yen

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