-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MYVtmv6cXy8YTlaGp3PQxzlfiiFbe041yQ+bfiAg/H+805cUrWMuY8iCHun1GeCv ajxhtZK2irqetdtfeDw9Ew== 0001181431-07-007292.txt : 20070131 0001181431-07-007292.hdr.sgml : 20070131 20070131183820 ACCESSION NUMBER: 0001181431-07-007292 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070129 FILED AS OF DATE: 20070131 DATE AS OF CHANGE: 20070131 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SUN MICROSYSTEMS, INC. CENTRAL INDEX KEY: 0000709519 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571] IRS NUMBER: 942805249 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 4150 NETWORK CIRCLE CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 6509601300 MAIL ADDRESS: STREET 1: 4150 NETWORK CIRCLE CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: SUN MICROSYSTEMS INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gadre Anil P CENTRAL INDEX KEY: 0001374543 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15086 FILM NUMBER: 07569466 BUSINESS ADDRESS: BUSINESS PHONE: 650-960-1300 MAIL ADDRESS: STREET 1: 4150 NETWORK CIRCLE CITY: SANTA CLARA STATE: CA ZIP: 95054 4 1 rrd144362.xml A. GADRE'S FORM 4 RE: 1/29/07 VESTING & TAX WITHHOLDING X0202 4 2007-01-29 0 0000709519 SUN MICROSYSTEMS, INC. SUNW 0001374543 Gadre Anil P 4150 NETWORK CIRCLE SANTA CLARA CA 95054 0 1 0 0 EVP & Chief Marketing Officer Common Stock 2007-01-29 4 F 0 20089 6.33 D 257875 D Employee Stock Option (Right to Buy) 14.6094 2007-06-16 Common Stock 80000 80000 D Employee Stock Option (Right to Buy) 17 2007-08-11 Common Stock 60000 60000 D Employee Stock Option (Right to Buy) 28.0782 2007-11-10 Common Stock 20000 20000 D Employee Stock Option (Right to Buy) 40 2008-04-12 Common Stock 40000 40000 D Employee Stock Option (Right to Buy) 18.58 2009-04-18 Common Stock 25000 25000 D Employee Stock Option (Right to Buy) 16.25 2009-06-13 Common Stock 10000 10000 D Employee Stock Option (Right to Buy) 7.91 2009-09-27 Common Stock 22500 22500 D Employee Stock Option (Right to Buy) 12.59 2009-11-07 Common Stock 30000 30000 D Employee Stock Option (Right to Buy) 12.59 2009-11-07 Common Stock 30000 30000 D Employee Stock Option (Right to Buy) 9.14 2010-03-19 Common Stock 200 200 D Employee Stock Option (Right to Buy) 9.14 2010-03-19 Common Stock 22500 22500 D Employee Stock Option (Right to Buy) 7.07 2010-05-14 Common Stock 19600 19600 D Employee Stock Option (Right to Buy) 3.7 2010-07-25 Common Stock 60000 60000 D Employee Stock Option (Right to Buy) 4.2 2011-05-21 Common Stock 35000 35000 D Employee Stock Option (Right to Buy) 4.208 2011-11-13 Common Stock 100000 100000 D Employee Stock Option (Right to Buy) 3.79 2012-07-29 Common Stock 300000 300000 D Employee Stock Option (Right to Buy) 3.85 2013-07-28 Common Stock 300000 300000 D Employee Stock Option (Right to Buy) 4.26 2014-07-27 Common Stock 400000 400000 D This includes 24,750 shares of unvested restricted stock. This option was granted under the Sun Microsystems, Inc. 1990 Long-Term Equity Incentive Plan. Immediately. This option vests and becomes exercisable in five equal annual installments of 12,000 shares beginning on July 25, 2003. This option vests and becomes exercisable in five equal annual installments of 7,000 shares beginning on May 21, 2004. This option vests and becomes exercisable in five equal annual installments of 20,000 shares beginning on November 13, 2004. This option vests and becomes exercisable in five equal annual installments of 60,000 shares beginning on July 29, 2005. This option vests and becomes exercisable in five equal annual installments of 60,000 shares beginning on July 28, 2006. This option vests and becomes exercisable in five equal annual installments of 80,000 shares beginning on July 27, 2007. /s/ Anil P. Gadre 2007-01-30 -----END PRIVACY-ENHANCED MESSAGE-----