-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BcWdL3smQXHfaLJSkCN+iB5BSorpx1mUnt49uTxvqdUP8ZrRk3f7kY/LTiLunjHy 8h+D88xWpRM5D/7RD38O6A== 0001181431-06-065955.txt : 20061127 0001181431-06-065955.hdr.sgml : 20061127 20061127163326 ACCESSION NUMBER: 0001181431-06-065955 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061124 FILED AS OF DATE: 20061127 DATE AS OF CHANGE: 20061127 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SUN MICROSYSTEMS, INC. CENTRAL INDEX KEY: 0000709519 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571] IRS NUMBER: 942805249 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 4150 NETWORK CIRCLE CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 6509601300 MAIL ADDRESS: STREET 1: 4150 NETWORK CIRCLE CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: SUN MICROSYSTEMS INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MCCABE EUGENE G CENTRAL INDEX KEY: 0001242781 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15086 FILM NUMBER: 061239763 MAIL ADDRESS: STREET 1: 4150 NETWORK CIRCLE CITY: SANTA CLARA STATE: CA ZIP: 95054 4 1 rrd137291.xml E. MCCABE'S FORM 4 RE: 11/24/06 SALE X0202 4 2006-11-24 0 0000709519 SUN MICROSYSTEMS, INC. SUNW 0001242781 MCCABE EUGENE G 4150 NETWORK CIRCLE SANTA CLARA CA 95054 0 1 0 0 EVP, World Wide Operations Common Stock 2006-11-24 4 S 0 4692 5.55 D 82750 D Employee Stock Option (Right to Buy) 28.0782 2007-11-10 Common Stock 240000 240000 D Employee Stock Option (Right to Buy) 40 2008-04-12 Common Stock 26000 26000 D Employee Stock Option (Right to Buy) 50.9375 2008-10-11 Common Stock 40000 40000 D Employee Stock Option (Right to Buy) 18.58 2009-04-18 Common Stock 18000 18000 D Employee Stock Option (Right to Buy) 16.25 2009-06-13 Common Stock 102000 102000 D Employee Stock Option (Right to Buy) 7.91 2009-09-27 Common Stock 18000 18000 D Employee Stock Option (Right to Buy) 12.59 2009-11-07 Common Stock 25000 25000 D Employee Stock Option (Right to Buy) 12.59 2009-11-07 Common Stock 25000 25000 D Employee Stock Option (Right to Buy) 9.14 2010-03-19 Common Stock 200 200 D Employee Stock Option (Right to Buy) 9.14 2010-03-19 Common Stock 18000 18000 D Employee Stock Option (Right to Buy) 7.07 2010-05-14 Common Stock 20000 20000 D Employee Stock Option (Right to Buy) 3.7 2010-07-25 Common Stock 70000 70000 D Employee Stock Option (Right to Buy) 3.9 2013-01-14 Common Stock 100000 100000 D Employee Stock Option (Right to Buy) 3.85 2013-07-23 Common Stock 360000 360000 D Employee Stock Option (Right to Buy) 3.79 2012-07-29 Common Stock 250000 250000 D Employee Stock Option (Right to Buy) 3.44 2013-04-28 Common Stock 250000 250000 D Employee Stock Option (Right to Buy) 3.85 2013-07-28 Common Stock 300000 300000 D Employee Stock Option (Right to Buy) 4.26 2014-07-27 Common Stock 400000 400000 D This includes 82,750 shares of unvested restricted stock. This option was granted under the Sun Microsystems, Inc. 1990 Long-Term Equity Incentive Plan. Immediately. This option vests and becomes exercisable in five equal annual installments of 14,000 shares beginning on July 25, 2003. This option vests and becomes exercisable in five equal annual installments of 20,000 shares beginning on January 14, 2004. This option vests and becomes exercisable in five equal annual installments of 72,000 shares beginning on July 23, 2004. This option vests and becomes exercisable in five equal annual installments of 50,000 shares beginning on July 29, 2005. This option vests and becomes exercisable in five equal annual installments of 50,000 shares beginning on April 28, 2006. This option vests and becomes exercisable in five equal annual installments of 60,000 shares beginning on July 28, 2006. This option vests and becomes exercisable in five equal annual installments of 80,000 shares beginning on July 27, 2007. /s/ Eugene G. McCabe 2006-11-27 -----END PRIVACY-ENHANCED MESSAGE-----