-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GdC/qADzEdord9/HXuju5nBnwPt9G1vPawfqbo7TYuOgeWUnKidbNWDpve2BefPN RKrhRv8mjmsgaFAQruSNng== 0001181431-06-062140.txt : 20061107 0001181431-06-062140.hdr.sgml : 20061107 20061107143454 ACCESSION NUMBER: 0001181431-06-062140 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061103 FILED AS OF DATE: 20061107 DATE AS OF CHANGE: 20061107 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SUN MICROSYSTEMS, INC. CENTRAL INDEX KEY: 0000709519 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571] IRS NUMBER: 942805249 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 4150 NETWORK CIRCLE CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 6509601300 MAIL ADDRESS: STREET 1: 4150 NETWORK CIRCLE CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: SUN MICROSYSTEMS INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Green Richard L CENTRAL INDEX KEY: 0001374758 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15086 FILM NUMBER: 061193420 BUSINESS ADDRESS: BUSINESS PHONE: 650-960-1300 MAIL ADDRESS: STREET 1: 4150 NETWORK CIRCLE CITY: SANTA CLARA STATE: CA ZIP: 95054 4 1 rrd135136.xml R. GREEN'S FORM 4 RE: 11/3/06 ESPP SALE X0202 4 2006-11-03 0 0000709519 SUN MICROSYSTEMS, INC. SUNW 0001374758 Green Richard L 4150 NETWORK CIRCLE SANTA CLARA CA 95054 0 1 0 0 EVP, Software Group Common Stock 2006-11-03 4 S 0 10650 5.34 D 424488 D Common Stock 4604 I Shares held by wife. Common Stock 1104 I Shares held in a custodial account for son. Employee Stock Option (Right to Buy) 4.2 2011-05-21 Common Stock 3000 3000 I Options held by wife. Employee Stock Option (Right to Buy) 4.208 2011-11-13 Common Stock 5000 5000 I Options held by wife. Employee Stock Option (Right to Buy) 3.94 2012-09-17 Common Stock 5000 5000 I Options held by wife. Employee Stock Option (Right to Buy) 4.12 2013-01-27 Common Stock 12000 12000 I Options held by wife. Employee Stock Option (Right to Buy) 4.26 2014-07-27 Common Stock 250000 250000 D This includes 423,000 shares of unvested restricted stock units. This option was granted under the Sun Microsystems, Inc. 1990 Long-Term Equity Incentive Plan. This option vests and becomes exercisable in five equal annual installments of 600 shares beginning on May 21, 2004. This option vests and becomes exercisable in five equal annual installments of 1,000 shares beginning on November 13, 2004. This option vests and becomes exercisable in five equal annual installments of 1,000 shares beginning on September 17, 2005. This option vests and becomes exercisable in five equal annual installments of 2,400 shares beginning on January 27, 2006. This option vests and becomes exercisable in five equal annual installments of 50,000 shares beginning on July 27, 2007. /s/ Richard L. Green 2006-11-07 -----END PRIVACY-ENHANCED MESSAGE-----