-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OU7jX4BCdhbe+QMVFS/u/6ZXs0KmbJ0LyDefCM3osekH5iH98tUuNpckCjFC3wXt 09IoMIClQtT41V9sYVN+7g== 0001181431-06-057150.txt : 20061005 0001181431-06-057150.hdr.sgml : 20061005 20061005190042 ACCESSION NUMBER: 0001181431-06-057150 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060914 FILED AS OF DATE: 20061005 DATE AS OF CHANGE: 20061005 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SUN MICROSYSTEMS, INC. CENTRAL INDEX KEY: 0000709519 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571] IRS NUMBER: 942805249 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 4150 NETWORK CIRCLE CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 6509601300 MAIL ADDRESS: STREET 1: 4150 NETWORK CIRCLE CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: SUN MICROSYSTEMS INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Chatterjee Vengalil K CENTRAL INDEX KEY: 0001377623 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15086 FILM NUMBER: 061132224 BUSINESS ADDRESS: BUSINESS PHONE: 650-960-1300 MAIL ADDRESS: STREET 1: 4150 NETWORK CIRCLE CITY: SANTA CLARA STATE: CA ZIP: 95054 3 1 rrd131338.xml V. CHATTERJEE'S FORM 3 X0202 3 2006-09-14 0 0000709519 SUN MICROSYSTEMS, INC. SUNW 0001377623 Chatterjee Vengalil K 4150 NETWORK CIRCLE SANTA CLARA CA 95054 0 1 0 0 Chief Accounting Officer Common Stock 34379 D Employee Stock Option (Right to Buy) 3.75 2005-05-18 2012-05-18 Common Stock 18000 D Employee Stock Option (Right to Buy) 3.94 2005-09-17 2012-09-17 Common Stock 18000 D Employee Stock Option (Right to Buy) 4.12 2006-01-27 2013-01-27 Common Stock 10000 D This includes 28,750 shares of unvested restricted stock or restricted stock units. This option was granted under the Sun Microsystems, Inc. 1990 Long-Term Equity Incentive Plan. This option vests and becomes exercisable in five equal annual installments of 3,600 shares beginning on May 22, 2005. This option vests and becomes exercisable in five equal annual installments of 3,600 shares beginning on September 17, 2005. This option vests and becomes exercisable in five equal annual installments of 2,000 shares beginning on January 27, 2006. /s/ Vengalil K. Chatterjee 2006-10-05 -----END PRIVACY-ENHANCED MESSAGE-----