-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UIhgMhKk4sh0z///smM8HKPlRpBzgwz0xW2l5gyfIuhzJK2Lfz3obXYmxSaz8XZZ nNUG/8vHwgJpZRf+sPdygw== 0001181431-06-028038.txt : 20060504 0001181431-06-028038.hdr.sgml : 20060504 20060504190137 ACCESSION NUMBER: 0001181431-06-028038 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060427 FILED AS OF DATE: 20060504 DATE AS OF CHANGE: 20060504 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SUN MICROSYSTEMS, INC. CENTRAL INDEX KEY: 0000709519 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571] IRS NUMBER: 942805249 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 4150 NETWORK CIRCLE CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 6509601300 MAIL ADDRESS: STREET 1: 4150 NETWORK CIRCLE CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: SUN MICROSYSTEMS INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MacGowan William N CENTRAL INDEX KEY: 0001361677 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15086 FILM NUMBER: 06809977 BUSINESS ADDRESS: BUSINESS PHONE: 650-960-1300 MAIL ADDRESS: STREET 1: 4150 NETWORK CIRCLE CITY: SANTA CLARA STATE: CA ZIP: 95054 3 1 rrd115351.xml W. MACGOWAN'S FORM 3 X0202 3 2006-04-27 0 0000709519 SUN MICROSYSTEMS, INC. SUNW 0001361677 MacGowan William N 4150 NETWORK CIRCLE SANTA CLARA CA 95054 0 1 0 0 Chief HR Officer & EVP Common Stock 133000 D Employee Stock Option (Right to Buy) 5.4532 2006-06-17 Common Stock 24000 D Employee Stock Option (Right to Buy) 12.5313 2007-04-20 Common Stock 24000 D Employee Stock Option (Right to Buy) 17 2007-08-11 Common Stock 40000 D Employee Stock Option (Right to Buy) 40 2008-04-12 Common Stock 12000 D Employee Stock Option (Right to Buy) 45.0313 2008-06-13 Common Stock 24000 D Employee Stock Option (Right to Buy) 18.58 2009-04-18 Common Stock 15000 D Employee Stock Option (Right to Buy) 16.25 2009-06-13 Common Stock 5000 D Employee Stock Option (Right to Buy) 7.91 2009-09-27 Common Stock 18000 D Employee Stock Option (Right to Buy) 12.59 2009-11-07 Common Stock 30000 D Employee Stock Option (Right to Buy) 12.59 2009-11-07 Common Stock 30000 D Employee Stock Option (Right to Buy) 9.14 2010-03-19 Common Stock 200 D Employee Stock Option (Right to Buy) 9.14 2010-03-19 Common Stock 15000 D Employee Stock Option (Right to Buy) 3.7 2010-07-25 Common Stock 40000 D Employee Stock Option (Right to Buy) 4.2 2011-05-21 Common Stock 30000 D Employee Stock Option (Right to Buy) 4.208 2011-11-13 Common Stock 40000 D Employee Stock Option (Right to Buy) 3.9 2012-04-30 Common Stock 300000 D Employee Stock Option (Right to Buy) 3.79 2012-07-29 Common Stock 100000 D Employee Stock Option (Right to Buy) 3.85 2013-07-28 Common Stock 300000 D This option was granted under the Sun Microsystems, Inc. 1990 Long-Term Equity Incentive Plan. Immediately. A total of 24,000 shares are fully vested and exercisable with the remaining 16,000 shares becoming exercisable as follows: (i) 8,000 shares on July 25, 2006; and (ii) 8,000 shares on July 25, 2007. A total of 12,000 shares are fully vested and exercisable with the remaining 18,000 shares becoming exercisable as follows: (i) 6,000 shares on May 21, 2006; (ii) 6,000 shares on May 21, 2007; and (iii) 6,000 shares on May 21, 2008. A total of 16,000 shares are fully vested and exercisable with the remaining 24,000 shares becoming exercisable as follows: (i) 8,000 shares on November 13, 2006; (ii) 8,000 shares on November 13, 2007; and (iii) 8,000 shares on November 13, 2008. A total of 60,000 shares are fully vested and exercisable with the remaining 240,000 shares becoming exercisable as follows: (i) 60,000 shares on April 30, 2006; (ii) 60,000 shares on April 30, 2007; (iii) 60,000 shares on April 30, 2008; and (iv) 60,000 shares on April 30, 2009. A total of 20,000 shares are fully vested and exercisable with the remaining 80,000 shares becoming exercisable as follows: (i) 20,000 shares on July 29, 2006; (ii) 20,000 shares on July 29, 2007; (iii) 20,000 shares on July 29, 2008; and (iv) 20,000 shares on July 29, 2009. This option vests and becomes exercisable in five equal annual installments of 60,000 shares beginning on July 28, 2006. /s/ William N. MacGowan 2006-05-03 -----END PRIVACY-ENHANCED MESSAGE-----