-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ic6Ib74+JRuFwGhOAD8L4vHwjjnYNnqOogAtwOtLlzT7FL2AdpmS3+RMuTASadTs EA94ZE9Prs/0wPJEVzuTFQ== 0001181431-06-013639.txt : 20060222 0001181431-06-013639.hdr.sgml : 20060222 20060222212142 ACCESSION NUMBER: 0001181431-06-013639 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060217 FILED AS OF DATE: 20060222 DATE AS OF CHANGE: 20060222 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MCNEALY SCOTT G CENTRAL INDEX KEY: 0001220062 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15086 FILM NUMBER: 06637541 BUSINESS ADDRESS: STREET 1: C/O SUN MICROSYSTEMS INC STREET 2: 4120 NETWORK CIRCLE M/S SCA12-202 CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 6509601300 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SUN MICROSYSTEMS, INC. CENTRAL INDEX KEY: 0000709519 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571] IRS NUMBER: 942805249 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 4150 NETWORK CIRCLE CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 6509601300 MAIL ADDRESS: STREET 1: 4150 NETWORK CIRCLE CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: SUN MICROSYSTEMS INC DATE OF NAME CHANGE: 19920703 4 1 rrd108951.xml FORM 4 X0202 4 2006-02-17 0 0000709519 SUN MICROSYSTEMS, INC. SUNW 0001220062 MCNEALY SCOTT G 4150 NETWORK CIRCLE SANTA CLARA CA 95054 1 1 0 0 Chairman and CEO Common Stock 2006-02-17 4 M 0 2400000 3.125 A 3770705 D Common Stock 2006-02-17 4 S 0 500000 4.30 D 3270705 D Common Stock 2006-02-17 4 S 0 408100 4.31 D 2862605 D Common Stock 2006-02-17 4 S 0 289898 4.32 D 2572707 D Common Stock 2006-02-17 4 S 0 436302 4.33 D 2136405 D Common Stock 2006-02-17 4 S 0 300 4.34 D 2136105 D Common Stock 2006-02-17 4 S 0 110938 4.35 D 2025167 D Common Stock 2006-02-17 4 S 0 75000 4.36 D 1950167 D Common Stock 2006-02-17 4 S 0 579462 4.37 D 1370705 D Common Stock 293080 I By trust Common Stock 55936480 I By trust Common Stock 402800 I By trust Common Stock 5551 I see footnote Common Stock 5551 I see footnote Common Stock 5551 I see footnote Common Stock 5551 I see footnote Employee Stock Option (Right to Buy) 3.125 2006-02-17 4 M 0 2400000 0 D 2006-07-17 Common Stock 2400000 0 D Includes: (i) 1,354,000 shares of restricted stock, which are held in an escrow account with respect to which Mr. McNealy has no voting power and which provides for the immediate sale of the shares upon vesting, subject to Sun's policies and applicable securities laws: and (ii) 2,063 shares purchased under the Sun Microsystems, Inc. 1990 Employee Stock Purchase Plan on October 31, 2005. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for the purposes of Section 16 or any other purpose. This option was fully vested. These shares are held in a California Uniform Transfer to Minors Act account for the reporting person's child. The reporting person's spouse is custodian of the account. /s/ Scott G. McNealy 2006-02-22 -----END PRIVACY-ENHANCED MESSAGE-----