-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JS+pW5gIeQsFm8qCAvfjCcRv/GZkvQ3lZn90bFAPEUYzlNc7xYQoI91OOlPzZ49o 4Ee1nrg0/3nL8PmxZ3H8sA== 0001181431-06-008044.txt : 20060202 0001181431-06-008044.hdr.sgml : 20060202 20060202185016 ACCESSION NUMBER: 0001181431-06-008044 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060131 FILED AS OF DATE: 20060202 DATE AS OF CHANGE: 20060202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PLAGA BARRY J CENTRAL INDEX KEY: 0001091426 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15086 FILM NUMBER: 06575044 BUSINESS ADDRESS: BUSINESS PHONE: 6264083000 MAIL ADDRESS: STREET 1: 800 E. ROYAL OAKS DR. CITY: MONROVIA STATE: CA ZIP: 91016-3633 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SUN MICROSYSTEMS, INC. CENTRAL INDEX KEY: 0000709519 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571] IRS NUMBER: 942805249 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 4150 NETWORK CIRCLE CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 6509601300 MAIL ADDRESS: STREET 1: 4150 NETWORK CIRCLE CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: SUN MICROSYSTEMS INC DATE OF NAME CHANGE: 19920703 4 1 rrd105924.xml FORM 4 X0202 4 2006-01-31 0 0000709519 SUN MICROSYSTEMS, INC. SUNW 0001091426 PLAGA BARRY J 4150 NETWORK CIRCLE SANTA CLARA CA 95054 0 1 0 0 VP & Corporate Controller Common Stock 2006-01-31 4 S 0 34569 4.50 D 25200 D Employee Stock Option (Right to Buy) 4.92 2011-11-06 Common Stock 66581 66581 D Employee Stock Option (Right to Buy) 4.92 2011-11-06 Common Stock 49317 49317 D Employee Stock Option (Right to Buy) 2.6 2012-05-13 Common Stock 7243 7243 D Employee Stock Option (Right to Buy) 3.02 2015-01-21 Common Stock 113491 113491 D Employee Stock Option (Right to Buy) 3.02 2015-01-21 Common Stock 60355 60355 D Employee Stock Option (Right to Buy) 3.9 2013-10-27 Common Stock 50000 50000 D Employee Stock Option (Right to Buy) 4.44 2016-01-25 Common Stock 75000 75000 D Option granted under the SeeBeyond Technology Corporation 1998 Stock Plan. Immediately. A total of 70,931 shares are fully vested and exercisable, with the remaining 42,560 shares becoming exercisable as follows: (i) 14,186 shares on January 21, 2007; and (ii) 14,187 shares on each of January 21, 2008 and January 21, 2009. A total of 37,721 shares are fully vested and exercisable, with the remaining 22,634 shares becoming exercisable as follows: (i) 7,544 shares on January 21, 2007; and (ii) 7,545 shares on each of January 21, 2008 and January 21, 2009. Option granted under the Sun Microsystems, Inc. 1996 Equity Compensation Acquisition Plan. This option vests and becomes exercisable in five equal annual installments of 10,000 shares beginning on October 3, 2006. Option granted under the Sun Microsystems, Inc. 1990 Long-Term Equity Incentive Plan. This option vests and becomes exercisable in five equal annual installments of 15,000 shares beginning on January 25, 2007. /s/ Barry J. Plaga 2006-02-01 -----END PRIVACY-ENHANCED MESSAGE-----