-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PRy9DDnXBIuVOWuMK+Qlye7Fm/rjc8/PIf5T27r+Cm1uanrmOSuoC7K0IeIKya+a EUwKOLBBno3Ma2y12Nj20g== 0001181431-05-058502.txt : 20051031 0001181431-05-058502.hdr.sgml : 20051031 20051031134807 ACCESSION NUMBER: 0001181431-05-058502 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20051027 FILED AS OF DATE: 20051031 DATE AS OF CHANGE: 20051031 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SUN MICROSYSTEMS, INC. CENTRAL INDEX KEY: 0000709519 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571] IRS NUMBER: 942805249 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 4150 NETWORK CIRCLE CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 6509601300 MAIL ADDRESS: STREET 1: 4150 NETWORK CIRCLE CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: SUN MICROSYSTEMS INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DOERR L JOHN CENTRAL INDEX KEY: 0001032455 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15086 FILM NUMBER: 051165786 BUSINESS ADDRESS: BUSINESS PHONE: 4152332750 MAIL ADDRESS: STREET 1: C/O KLEINER PERKINS CAUFIELD & BYERS STREET 2: 2750 SAND HILL ROAD CITY: MENLO PARK STATE: CA ZIP: 94025 4 1 rrd94698.xml DOERR'S FORM 4 X0202 4 2005-10-27 0 0000709519 SUN MICROSYSTEMS, INC. SUNW 0001032455 DOERR L JOHN 4150 NETWORK CIRCLE SANTA CLARA CA 95054 1 0 0 0 Common Stock 3038496 D Director Stock Option (Right to Buy) 50.1563 2005-11-08 Common Stock 20000 20000 D Director Stock Option (Right to Buy) 12.59 2006-11-07 Common Stock 10000 10000 D Director Stock Option (Right to Buy) 3.4 2007-11-07 Common Stock 10000 10000 D Director Stock Option (Right to Buy) 4.208 2008-11-13 Common Stock 10000 10000 D Director Stock Option (Right to Buy) 4.6 2009-11-10 Common Stock 10000 10000 D Director Stock Option (Right to Buy) 3.9 2005-10-27 4 A 0 10000 3.9 D 2010-10-27 Common Stock 10000 10000 D Granted under Sun Microsystems, Inc. 1988 Directors' Stock Option Plan. This option originally vested in four equal annual installments on the anniversary date of the grant, November 8, 2000, or the date of Sun's Annual Meeting of Stockholders, whichever was earlier. Effective May 30, 2005, Sun accelerated the vesting schedules for all stock options outstanding as of that date with exercise prices of $6.00 or more, including this option. This option originally vested in four equal annual installments on the anniversary date of the grant, November 7, 2001, or the date of Sun's Annual Meeting of Stockholders, whichever was earlier. Effective May 30, 2005, Sun accelerated the vesting schedules for all stock options outstanding as of that date with exercise prices of $6.00 or more, including this option. This option vests in four equal annual installments on the anniversary date of the grant, November 7, 2002, or the date of Sun's Annual Meeting of Stockholders, whichever is earlier. This option vests in four equal annual installments on the anniversary date of the grant, November 13, 2003, or the date of Sun's Annual Meeting of Stockholders, whichever is earlier. This option vests in four equal annual installments on the anniversary date of the grant, November 10, 2004, or the date of Sun's Annual Meeting of Stockholders, whichever is earlier. This option vests in four equal annual installments on the anniversary date of the grant, October 27, 2005, or the date of Sun's Annual Meeting of Stockholders, whichever is earlier. /s/ L. John Doerr 2005-10-27 -----END PRIVACY-ENHANCED MESSAGE-----