-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NneUp7o2IFXTy4OWjM+d2g37VdPleUHftagLVzahYzO+d3HVCFYhfsprS8UTk3f4 FFjS1/rksl0vO7O7Y3D1zA== 0001181431-04-054844.txt : 20041123 0001181431-04-054844.hdr.sgml : 20041123 20041123214433 ACCESSION NUMBER: 0001181431-04-054844 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041122 FILED AS OF DATE: 20041123 DATE AS OF CHANGE: 20041123 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PAPADOPOULOS GREGORY M CENTRAL INDEX KEY: 0001220066 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15086 FILM NUMBER: 041165135 BUSINESS ADDRESS: STREET 1: C/O SUN MICROSYSTEMS INC STREET 2: 4120 NETWORK CIRCLE M/S SCA12-202 CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 6509601300 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SUN MICROSYSTEMS INC CENTRAL INDEX KEY: 0000709519 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571] IRS NUMBER: 942805249 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 4150 NETWORK CIRCLE CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 6509601300 MAIL ADDRESS: STREET 1: 4150 NETWORK CIRCLE CITY: SANTA CLARA STATE: CA ZIP: 95054 4 1 rrd59152.xml FORM 4 X0202 4 2004-11-22 0 0000709519 SUN MICROSYSTEMS INC SUNW 0001220066 PAPADOPOULOS GREGORY M 4150 NETWORK CIRCLE SANTA CLARA CA 95054 0 1 0 0 EVP & CTO Common Stock 2004-11-22 4 M 0 44000 3.8125 A 0 D Common Stock 2004-11-22 4 S 0 44000 5.2000 D 49217 D Option ( right to buy) 5.20 2004-11-22 4 M 0 44000 0 D 2000-12-11 2004-12-11 Common Stock 44000 0 D Option (right to buy) 3.3994 2001-04-21 2005-04-21 Common Stock 64000 64000 D Option (right to buy) 4.7344 2001-12-10 2005-12-10 Common Stock 80000 80000 D Option (right to buy) 5.0234 2002-04-15 2008-04-15 Common Stock 212000 212000 D Option (right to buy) 12.5313 2003-04-20 2009-04-20 Common Stock 200000 200000 D Option (right to buy) 40 2010-04-12 Common Stock 100000 80000 D Option (right to buy) 18.5800 2011-04-18 Common Stock 200000 120000 D Option (right to buy) 12.5900 2011-11-07 Common Stock 75000 45000 D Option (right to buy) 12.5900 2011-11-07 Common Stock 75000 75000 D Option (right to buy) 9.1400 2010-03-19 Common Stock 200 80 D Option (right to buy) 6.4500 2012-05-02 Common Stock 200000 80000 D Option (right to buy) 3.7000 2012-07-25 Common Stock 300000 120000 D Option (right to buy) 3.8500 2013-07-23 Common Stock 500000 100000 D Option (right to buy) 3.7900 2014-07-29 Common Stock 400000 400000 D Includes 445 and 5,941 shares purchased under the Sun Microsystems, Inc. 1990 Employee Stock purchase plan on October 30, 2003 and April 30, 2004, respectively. The option vests in 5 equal installment of 20,000 shares each on April 12, 2001, 2002, 2003, 2004 and 2005 The option vests in 5 equal installments of 40,000 shares each on April 18, 2002, 2003, 2004, 2005 and 2006. The option vests in 5 equal installments of 15,000 shares each on November 7, 2002, 2003, 2004, 2005 and 2006. The option vests in 3 equal installments of 25,000 shares each on November 7, 2002, 2003 and 2004. The option vests in 5 equal installments of 40 shares each on March 19, 2003, 2004, 2005, 2006 and 2007. The option vests in 5 equal installments of 40,000 shares each on May 2, 2003, 2004, 2005, 2006 and 2007. The option vests in 5 equal installments of 60,000 shares each on July 25, 2003, 2004, 2005, 2006 and 2007. The option vests in 5 installments of 100,000 shares each on July 23, 2004, 2005, 2006, 2007 and 2008. The option vest in 5 installments of 80,000 shares each on July 29, 2005, 2006, 2007, 2008 and 2009. . /s/ Gregory M. Papadopoulos 2004-11-23 -----END PRIVACY-ENHANCED MESSAGE-----