-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, N0pvy5WhJStF4Yb8zkL37A5t4EXX4lJaLy4PVbuZ0VSYES3gaIJs86iq9CGiJl1j tt2smGodx0a+OrJ2boBMkw== 0001179110-04-013309.txt : 20040618 0001179110-04-013309.hdr.sgml : 20040618 20040618173721 ACCESSION NUMBER: 0001179110-04-013309 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040616 FILED AS OF DATE: 20040618 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MCNEALY SCOTT G CENTRAL INDEX KEY: 0001220062 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15086 FILM NUMBER: 04871325 BUSINESS ADDRESS: STREET 1: C/O SUN MICROSYSTEMS INC STREET 2: 4120 NETWORK CIRCLE M/S SCA12-202 CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 6509601300 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SUN MICROSYSTEMS INC CENTRAL INDEX KEY: 0000709519 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571] IRS NUMBER: 942805249 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 4150 NETWORK CIRCLE CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 6509601300 MAIL ADDRESS: STREET 1: 4150 NETWORK CIRCLE CITY: SANTA CLARA STATE: CA ZIP: 95054 4 1 edgar.xml FORM 4 - X0202 4 2004-06-16 0 0000709519 SUN MICROSYSTEMS INC SUNW 0001220062 MCNEALY SCOTT G 4150 NETWORK CIRCLE SANTA CLARA CA 95054 1 1 0 0 Chairman & CEO Common Stock 2004-06-16 4 M 0 2000000 .60940 A 58084694 D Common Stock 1988-08-08 4 J 0 0 0 A 1451 I By wife for son Dakota Common Stock 1988-08-08 4 J 0 0 0 A 1451 I By wife for son Maverick Common Stock 1988-08-08 4 J 0 0 0 A 1451 I By wife for son Scout Common Stock 1988-08-08 4 J 0 0 0 A 1451 I By wife for son Colt Employee Stock Option (right to buy) .60940 2004-06-16 4 M 0 2000000 0 D 2004-06-22 Common Stock 2000000 0 D Mr. McNealy has entered into an agreement to sell these shares as soon as permitted by applicable securities laws and Sun Microsystems, Inc. stock trading and market communications policy. Reflects purchases of 1,896 shares and 1,508 shares under the Sun Microsystems, Inc. 1990 Employee Stock Purchase Plan on October 31, 2003 and April 30, 2004, respectively. In the Section 16 Electronic Reporting Frequently Asked Questions released by the SEC on May 1, 2003, the SEC designated "08/08/1988" as a "dummy date." This line reports end of period direct holdings for this reporting person, and 08/08/1988 is not a transaction date related to these securities. There has been no transaction in the indirect holdings for this reporting person. The option vested in five annual installments of 400,000 shares beginning June 22, 1995. Scott G. McNealy 2004-06-17 -----END PRIVACY-ENHANCED MESSAGE-----