-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UmCBQc9PHzZKODJ0wsauNDZFrYnrEITnW+TStW4xRc9wIKseBZkV1tR79K0fb/BE uuMts+B6TxcMKauSVj0PmA== 0001104659-04-035700.txt : 20041112 0001104659-04-035700.hdr.sgml : 20041111 20041112181135 ACCESSION NUMBER: 0001104659-04-035700 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20041110 FILED AS OF DATE: 20041112 DATE AS OF CHANGE: 20041112 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SUN MICROSYSTEMS INC CENTRAL INDEX KEY: 0000709519 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571] IRS NUMBER: 942805249 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 4150 NETWORK CIRCLE CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 6509601300 MAIL ADDRESS: STREET 1: 4150 NETWORK CIRCLE CITY: SANTA CLARA STATE: CA ZIP: 95054 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OSHMAN M KENNETH CENTRAL INDEX KEY: 0001078519 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15086 FILM NUMBER: 041141040 BUSINESS ADDRESS: STREET 1: C/O ECHELON CORP STREET 2: 4015 MIRANDA AVE CITY: PALO ALTO STATE: CA ZIP: 94304 BUSINESS PHONE: 6508557400 MAIL ADDRESS: STREET 1: C/O ECHELON CORP STREET 2: 4015 MIRANDA AVE CITY: PALO ALTO STATE: CA ZIP: 94304 4 1 a4.xml 4 X0202 4 2004-11-10 0 0000709519 SUN MICROSYSTEMS INC SUNW 0001078519 OSHMAN M KENNETH 4150 NETWORK CIRCLE SANTA CLARA CA 95054 1 0 0 0 Common Stock 2232200 D Director Stock Option (Right to Buy) 50.1563 2005-11-08 Common Stock 20000 20000 D Director Stock Option (Right to Buy) 12.59 2006-11-07 Common Stock 10000 10000 D Director Stock Option (Right to Buy) 3.40 2007-11-07 Common Stock 10000 10000 D Director Stock Option (Right to Buy) 4.2080 2008-11-13 Common Stock 10000 10000 D Director Stock Option (Right to Buy) 4.60 2004-11-10 4 A 0 10000 A 2009-11-10 Common Stock 10000 10000 D Option granted under Sun Microsystems, Inc. 1988 Director's Stock Option Plan. Shares vested and became exercisable in four equal annual installments of 5,000 shares beginning November 7, 2001. A total of 7,500 shares are fully vested and exercisable with the remaining 2,500 shares becoming exercisable with the fourth of four equal annual installments on October 26, 2005. A total of 5,000 shares are fully vested and exercisable with the remaining 5,000 shares becoming exercisable in two equal annual installments of 2,500 shares on October 26, 2005 and November 2, 2006. A total of 2,500 shares are fully vested and exercisable with the remaining shares becoming exercisable in three equal annual installments of 2,500 shares on October 26, 2005, November 2, 2006 and the earlier of November 13, 2007 or the date of the 2007 annual shareholders meeting. Shares vest and become exercisable in four equal annual installments of 2,500 shares as follows: first anniversary- October 26, 2005; second anniversary- November 2, 2006; third anniversary will be the earlier of November 10, 2007 or the date of the 2007 annual shareholders meeting; and fourth anniversary will be the earlier of November 10, 2008 or the date of the 2008 annual shareholders meeting. The price of the derivative security will be determined at a future date. /s/ M. Kenneth Oshman 2004-11-10 EX-24 2 ex-24.htm EX-24

Exhibit 24

LIMITED POWER OF ATTORNEY

For Section 16 Reporting

The undersigned, as a Section 16 reporting person of Sun Microsystems, Inc. (the “Company”), hereby revokes all Powers of Attorney granted prior to the date hereof in connection with his/her Section 16 Reporting responsibilities, and hereby constitutes and appoints Michael A. Dillon, in his role and capacity as corporate secretary, Brian M. Martin, in his role and capacity as assistant corporate secretary and Irma Villarreal, in her role and capacity as assistant general counsel, and each of them, the undersigned’s true and lawful attorney-in-fact to:

1.                                       complete and execute Forms 3, 4 and 5 and other forms and all amendments thereto as such attorney-in-fact shall in his or her discretion determine to be required or advisable pursuant to Section 16 of the Securities Exchange Act of 1934 (as amended) and the rules and regulations promulgated thereunder, or any successor laws and regulations, as a consequence of the undersigned’s ownership, acquisition or disposition of securities of the Company; and

2.                                       do all acts necessary in order to file such forms with the Securities and Exchange Commission, any securities exchange or national association, the Company and such other person or agency as the attorney-in-fact shall deem appropriate.

The undersigned hereby ratifies and confirms all that said attorneys-in-fact and agents shall do or cause to be done by virtue hereof.  The undersigned acknowledges that the foregoing attorneys-in-fact, in serving in such capacity at the request of the undersigned, are not assuming, nor is the Company assuming, any of the undersigned’s responsibilities to comply with Section 16 of the Securities Exchange Act of 1934 (as amended).

This Limited Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file Forms 3, 4, and 5 with respect to the undersigned’s holdings of and transactions in securities issued by the Company, unless earlier revoked by the undersigned in a signed writing delivered to the Company and the foregoing attorneys-in-fact.

IN WITNESS WHEREOF, the undersigned has caused this Limited Power of Attorney to be executed as of this 10th day of August, 2004.

 

 

Signature:

/s/ M. Kenneth Oshman

Print Name:

M. Kenneth Oshman

 

 

 

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