-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WZamCsOBtRGu3IDx5cJriH0zDNPhA1gCW/pyB0Z2bR/onB+gnunmpM140SEiGeEv vdt7PCGuy8qgHTAxZn1TNw== 0001104659-04-035218.txt : 20041112 0001104659-04-035218.hdr.sgml : 20041111 20041112074024 ACCESSION NUMBER: 0001104659-04-035218 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041110 FILED AS OF DATE: 20041112 DATE AS OF CHANGE: 20041112 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LEHMAN MICHAEL E CENTRAL INDEX KEY: 0001156092 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15086 FILM NUMBER: 041135100 BUSINESS ADDRESS: STREET 1: MORTGAGE GUARANTY INSURANCE CORPORATION STREET 2: 250 E. KILBOURN AVE CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 4143476406 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SUN MICROSYSTEMS INC CENTRAL INDEX KEY: 0000709519 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571] IRS NUMBER: 942805249 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 4150 NETWORK CIRCLE CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 6509601300 MAIL ADDRESS: STREET 1: 4150 NETWORK CIRCLE CITY: SANTA CLARA STATE: CA ZIP: 95054 4 1 a4.xml 4 X0202 4 2004-11-10 0 0000709519 SUN MICROSYSTEMS INC SUNW 0001156092 LEHMAN MICHAEL E 4150 NETWORK CIRCLE SANTA CLARA CA 95054 1 0 0 0 Common stock 214484 D Director Stock Option (Right to Buy) 3.40 2007-11-07 Common Stock 20000 20000 D Director Stock Option (Right to Buy) 4.2080 2008-11-13 Common Stock 10000 10000 D Director Stock Option (Right to Buy) 4.60 2004-11-10 4 A 0 10000 A 2009-11-10 Common Stock 10000 10000 D Option granted under Sun Microsystems, Inc. 1988 Director's Stock Option Plan. A total of 10,000 shares are fully vested and exercisable with the remaining 10,000 shares becoming exercisable in two equal annual installments of 5,000 shares on October 26, 2005 and November 2, 2006. A total of 2,500 shares are fully vested and exercisable with the remaining shares becoming exercisable in three equal annual installments of 2,500 shares on October 26, 2005, November 2, 2006 and the earlier of November 13, 2007 or the date of the 2007 annual shareholders meeting. Shares vest and become exercisable in four equal annual installments of 2,500 shares as follows: first anniversary- October 26, 2005; second anniversary- November 2, 2006; third anniversary will be the earlier of November 10, 2007 or the date of the 2007 annual shareholders meeting; and fourth anniversary will be the earlier of November 10, 2008 or the date of the 2008 annual shareholders meeting. The price of the derivative security will be determined at a future date. /s/ Michael E. Lehman 2004-11-10 -----END PRIVACY-ENHANCED MESSAGE-----