-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, N/b/YvtZdAE9Ma0DU/mXMwY6k3JQN758Jjw/8SMxE2aaNlK162fpRCXb87vh2iyc pIubpr9XbWLgNCspiCPkCA== 0001104659-04-035210.txt : 20041112 0001104659-04-035210.hdr.sgml : 20041111 20041112073405 ACCESSION NUMBER: 0001104659-04-035210 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041110 FILED AS OF DATE: 20041112 DATE AS OF CHANGE: 20041112 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SUN MICROSYSTEMS INC CENTRAL INDEX KEY: 0000709519 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571] IRS NUMBER: 942805249 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 4150 NETWORK CIRCLE CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 6509601300 MAIL ADDRESS: STREET 1: 4150 NETWORK CIRCLE CITY: SANTA CLARA STATE: CA ZIP: 95054 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BARKSDALE JAMES L CENTRAL INDEX KEY: 0001008699 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15086 FILM NUMBER: 041135085 BUSINESS ADDRESS: STREET 1: 501 EAST MIDDLEFIELD RD STREET 2: NETSCAPE COMMUNICATIONS CORP CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 BUSINESS PHONE: 4152541900 MAIL ADDRESS: STREET 1: 501 EAST MIDDLEFIELD RD STREET 2: NETSCAPE COMMUNICATIONS CORP CITY: MOUNTIAN VIEW STATE: CA ZIP: 94043 4 1 a4.xml 4 X0202 4 2004-11-10 0 0000709519 SUN MICROSYSTEMS INC SUNW 0001008699 BARKSDALE JAMES L 4150 NETWORK CIRCLE SANTA CLARA CA 94070 1 0 0 0 Common Stock 930000 D Director Stock Option (Right to Buy) 50.1563 2005-11-08 Common Stock 20000 20000 D Director Stock Option (Right to Buy) 12.59 2006-11-07 Common Stock 10000 10000 D Director Stock Option (Right to Buy) 3.40 2007-11-07 Common Stock 10000 10000 D Director Stock Option (Right to Buy) 4.2080 2008-11-13 Common Stock 10000 10000 D Director Stock Option (Right to Buy) 4.60 2004-11-10 4 A 0 10000 A 2009-11-10 Common Stock 10000 10000 D Option granted under Sun Microsystems, Inc. 1988 Director's Stock Option Plan. Shares vested and became exercisable in four equal annual installments of 5,000 shares beginning November 7, 2001. A total of 7,500 shares are fully vested and exercisable with the remaining 2,500 shares becoming exercisable with the fourth of four equal annual installments on October 26, 2005. A total of 5,000 shares are fully vested and exercisable with the remaining 5,000 shares becoming exercisable in two equal annual installments of 2,500 shares on October 26, 2005 and November 2, 2006. A total of 2,500 shares are fully vested and exercisable with the remaining shares becoming exercisable in three equal annual installments of 2,500 shares on October 26, 2005, November 2, 2006 and the earlier of November 13, 2007 or the date of the 2007 annual shareholders meeting. Shares vest and become exercisable in four equal annual installments of 2,500 shares as follows: first anniversary- October 26, 2005; second anniversary- November 2, 2006; third anniversary will be the earlier of November 10, 2007 or the date of the 2007 annual shareholders meeting; and fourth anniversary will be the earlier of November 10, 2008 or the date of the 2008 annual shareholders meeting. The price of the derivative security will be determined at a future date. James L. Barksdale 2004-11-10 -----END PRIVACY-ENHANCED MESSAGE-----