-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SWLmBT1auA7rrEJjuV16y5srXlPbaKVJsIIeRY9J/JOzvUKMRaViCriO3//Iit65 dMTPSY/Fd3VLn63hBIePpw== 0001104659-03-015750.txt : 20030728 0001104659-03-015750.hdr.sgml : 20030728 20030725193432 ACCESSION NUMBER: 0001104659-03-015750 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030723 FILED AS OF DATE: 20030728 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CROLL JOHN D CENTRAL INDEX KEY: 0001220058 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15086 FILM NUMBER: 03804474 BUSINESS ADDRESS: STREET 1: C/O SUN MICROSYSTEMS INC STREET 2: 4120 NETWORK CIRCLE M/S SCA12-202 CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 6509601300 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SUN MICROSYSTEMS INC CENTRAL INDEX KEY: 0000709519 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571] IRS NUMBER: 942805249 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 4150 NETWORK CIRCLE CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 6509601300 MAIL ADDRESS: STREET 1: 4150 NETWORK CIRCLE CITY: SANTA CLARA STATE: CA ZIP: 95054 4 1 a4.xml 4 X0101 4 2003-07-23 0 0000709519 SUN MICROSYSTEMS INC SUNW 0001220058 CROLL JOHN D 0 1 0 0 SVP and Secretary Common Stock 1988-08-08 4 J 0 0 0 A 15333 D Option (right to buy) 3.85 2003-07-23 4 A 0 360000 0 A 2004-07-23 2013-07-23 Common Stock 360000 360000 D In the Section 16 Electronic Reporting Frequently Asked Questions released by the SEC on May 1, 2003, the SEC has designated "08/08/1988" as a "dummy date" until the electronic system is modified. This line reports end of period direct holdings for this reporting person, and 08/08/1988 is not a transaction date related to these securities. There has been no transaction in the direct holdings for this reporting person. Reflects purchases under Sun Microsystems, Inc. 1990 Employee Stock Purchase Plan of 92 Shares on October 31, 2002 and 6,810 Shares on April 30, 2003. The option was granted under Sun Microsystems, Inc. 1990 Long Term Equity Incentive Plan. Shares vest and become exercisable in five equal annual installments of 72,000 shares beginning July 23, 2004. The price of the derivative security will be determined at a future date. /s/ John D. Croll 2003-07-25 -----END PRIVACY-ENHANCED MESSAGE-----