-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Kj5mAVsS8ddlcQ3N2EeaRv3B55efunBAA+frxQRbuk1apyozOysFAEvRH3zMC8jC gJrTg8nuleQmNxzWd/ebaA== 0001104659-03-015746.txt : 20030728 0001104659-03-015746.hdr.sgml : 20030728 20030725193208 ACCESSION NUMBER: 0001104659-03-015746 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030723 FILED AS OF DATE: 20030728 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MCNEALY SCOTT G CENTRAL INDEX KEY: 0001220062 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15086 FILM NUMBER: 03804465 BUSINESS ADDRESS: STREET 1: C/O SUN MICROSYSTEMS INC STREET 2: 4120 NETWORK CIRCLE M/S SCA12-202 CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 6509601300 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SUN MICROSYSTEMS INC CENTRAL INDEX KEY: 0000709519 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571] IRS NUMBER: 942805249 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 4150 NETWORK CIRCLE CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 6509601300 MAIL ADDRESS: STREET 1: 4150 NETWORK CIRCLE CITY: SANTA CLARA STATE: CA ZIP: 95054 4 1 a4.xml 4 X0101 4 2003-07-23 0 0000709519 SUN MICROSYSTEMS INC SUNW 0001220062 MCNEALY SCOTT G 1 1 0 0 Chairman, President and CEO Common Stock 1988-08-08 4 J 0 0 0 A 56081290 D Common Stock 1988-08-08 4 J 0 0 0 A 1451 I By wife for son Dakota Common Stock 1988-08-08 4 J 0 0 0 A 1451 I By wife for son Maverick Common Stock 1988-08-08 4 J 0 0 0 A 1451 I By wife for son Scout Common Stock 1988-08-08 4 J 0 0 0 A 1451 I By wife for son Colt Option (right to buy) 3.85 2003-07-23 4 A 0 1500000 0 A 2004-07-23 2013-07-23 Common Stock 1500000 1500000 D In the Section 16 Electronic Reporting Frequently Asked Questions released by the SEC on May 1, 2003, the SEC has designated "08/08/1988" as a "dummy date" until the electronic system is modified. This line reports end of period direct holdings for this reporting person, and 08/08/1988 is not a transaction date related to these securities. There has been no transaction in the direct holdings for this reporting person. Reflects 1,792 Shares purchased under Sun Microsystems, Inc. 1990 Employee Stock Purchase Plan on April 30, 2003. In the Section 16 Electronic Reporting Frequently Asked Questions released by the SEC on May 1, 2003, the SEC has designated "08/08/1988" as a "dummy date" until the electronic system is modified. This line reports end of period indirect holdings for this reporting person, and 08/08/1988 is not a transaction date related to these securities. There has been no transaction in the indirect holdings for this reporting person. The option was granted under Sun Microsystems, Inc. 1990 Long Term Equity Incentive Plan. Shares vest and become exercisable in five equal annual installments of 300,000 shares beginning July 23, 2004. The price of the derivative security will be determined at a future date. /s/ Scott G. McNealy 2003-07-25 -----END PRIVACY-ENHANCED MESSAGE-----