S-8 1 f66734s-8.txt FORM S-8 1 AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON NOVEMBER 13, 2000 REGISTRATION NO. ___________ ================================================================================ SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ------------------------ FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ------------------------- SUN MICROSYSTEMS, INC. (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) DELAWARE 94-2805249 (State of Incorporation) (I.R.S. Employer Identification Number)
901 SAN ANTONIO ROAD PALO ALTO, CA 94303 (650) 960-1300 (ADDRESS AND TELEPHONE NUMBER OF REGISTRANT'S PRINCIPAL EXECUTIVE OFFICES) --------------------------- SUN MICROSYSTEMS, INC. 1990 LONG-TERM EQUITY INCENTIVE PLAN (FULL TITLE OF THE PLAN) --------------------------- SCOTT G. MCNEALY CHIEF EXECUTIVE OFFICER SUN MICROSYSTEMS, INC. 901 SAN ANTONIO ROAD PALO ALTO, CA 94303 (650) 960-1300 (NAME, ADDRESS AND TELEPHONE NUMBER OF AGENT FOR SERVICE) --------------------------- COPY TO: KATHERINE A. MARTIN, ESQ. WILSON SONSINI GOODRICH & ROSATI PROFESSIONAL CORPORATION 650 PAGE MILL ROAD PALO ALTO, CA 94304 (650) 493-9300 2 CALCULATION OF REGISTRATION FEE
------------------------------------------------------------------------------------------------------------------ Proposed Proposed Maximum Maximum Amount Offering Aggregate Amount of to be Price Per Offering Registration Title of Securities to be Registered Registered Share(1) Price Fee ------------------------------------------------------------------------------------------------------------------ Common Stock, par value $0.00067 per share, pursuant to the 1990 Long-Term Equity Incentive Plan 7,000,000 shares $92.16 $645,120,000 $170,311.68 ------------------------------------------------------------------------------------------------------------------
(1) The Proposed Maximum Offering Price Per Share was estimated pursuant to Rule 457(h) under the Securities Act of 1933, as amended (the "Securities Act") solely for the purpose of calculating the registration fee. The average of the high and low price on November 10, 2000 was $92.16. 3 The contents of the Registrant's Forms S-8 Registration Statements, Registration No. 33-38220, 33-56577, 333-01459, 333-67183 and 333-90907 dated December 14, 1990, November 23, 1994, March 6, 1996, November 12, 1998 and November 12, 1999, respectively, relating to the 1990 Long-Term Equity Incentive Plan are incorporated herein by reference. PART II: INFORMATION REQUIRED IN REGISTRATION STATEMENT ITEM 8. EXHIBITS
EXHIBIT NUMBER DOCUMENTS ------- --------- 4.1 1990 Long-Term Equity Incentive Plan 5.1 Opinion of Counsel as to legality of securities being registered 23.1 Consent of Counsel (Contained in Exhibit 5.1) 23.2 Consent of Ernst & Young LLP, Independent Auditors 24.1 Power of Attorney (Contained in page II-3)
II-1 4 SIGNATURES Pursuant to the requirements of the Securities Act of 1933, the Registrant, Sun Microsystems, Inc., a corporation organized and existing under the laws of the State of Delaware, certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Palo Alto, State of California, on this 10th day of November, 2000. SUN MICROSYSTEMS, INC. By: /s/ Michael E. Lehman ----------------------- Michael E. Lehman, Executive Vice President, Corporate Resources and Chief Financial Officer II-2 5 POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS, that each person whose signature appears below constitutes and appoints Scott G. McNealy and Michael E. Lehman, jointly and severally, his or her attorneys-in-fact, each with the power of substitution, for him or her in any and all capacities, to sign any amendments to this Registration Statement on Form S-8 and to file the same, with exhibits thereto and other documents in connection therewith, with the Securities and Exchange Commission, hereby ratifying and confirming all that each of said attorneys-in-fact, or his or her substitute or substitutes, may do or cause to be done by virtue hereof. Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated.
SIGNATURE TITLE DATE --------- ----- ---- /s/ Scott G. McNealy Chairman of the Board of Directors, November 10, 2000 ---------------------- and Chief Executive Officer Scott G. McNealy (Principal Executive Officer) /s/ Michael E. Lehman Executive Vice President, Corporate November 10, 2000 ---------------------- Resources and Chief Financial Officer Michael E. Lehman (Principal Financial Officer) /s/ Michael L. Popov Vice President, Corporate Controller November 10, 2000 ---------------------- (Principal Accounting Officer) Michael L. Popov /s/ James L. Barksdale ---------------------- Director November 10, 2000 James L. Barksdale /s/ L. John Doerr ---------------------- Director November 10, 2000 L. John Doerr /s/ Judith L. Estrin ---------------------- Director November 10, 2000 Judith L. Estrin /s/ Robert J. Fisher ---------------------- Director November 10, 2000 Robert J. Fisher /s/ Robert L. Long ---------------------- Director November 10, 2000 Robert L. Long /s/ M. Kenneth Oshman ---------------------- Director November 10, 2000 M. Kenneth Oshman /s/ Naomi O. Seligman ---------------------- Director November 10, 2000 Naomi O. Seligman
II-3 6 SUN MICROSYSTEMS, INC. REGISTRATION STATEMENT ON FORM S-8 INDEX TO EXHIBITS
EXHIBIT NUMBER DOCUMENTS ------- --------- 4.1 1990 Long-Term Equity Incentive Plan 5.1 Opinion of Counsel as to legality of securities being registered 23.1 Consent of Counsel (Contained in Exhibit 5.1) 23.2 Consent of Ernst & Young LLP, Independent Auditors 24.1 Power of Attorney (Contained in page II-3)
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