-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NIxPKD76yBkBAWUNadJzbkp8n1R7PCx8Xf9hChOQ0+kjO7krYbYk+ZclIL0krsM6 vHjRV1faiheLcA8a/ZR8EA== 0000950005-95-000314.txt : 19951202 0000950005-95-000314.hdr.sgml : 19951202 ACCESSION NUMBER: 0000950005-95-000314 CONFORMED SUBMISSION TYPE: 10-C PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19951128 FILED AS OF DATE: 19951130 SROS: NASD FILER: COMPANY DATA: COMPANY CONFORMED NAME: SUN MICROSYSTEMS INC CENTRAL INDEX KEY: 0000709519 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN [7373] IRS NUMBER: 942805249 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 10-C SEC ACT: 1934 Act SEC FILE NUMBER: 000-15086 FILM NUMBER: 95597844 BUSINESS ADDRESS: STREET 1: 2550 GARCIA AVE CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043-1100 BUSINESS PHONE: 4159601300 MAIL ADDRESS: STREET 1: 2550 GARCIA AVENUE CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043-1100 10-C 1 FORM 10-C UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-C REPORT BY ISSUER OF SECURITIES QUOTED ON THE NASDAQ STOCK MARKET Filed pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 and Rule 13a-17 or 15d-17 thereunder SUN MICROSYSTEMS, INC. - -------------------------------------------------------------------------------- (Exact name of issuer as specified in charter) 2550 Garcia Avenue, Mountain View, CA 94043 - -------------------------------------------------------------------------------- (Address of principal executive offices) Issuer's telephone number, including area code (415) 960-1300 -------------------------- I. CHANGE IN NUMBER OF SHARES OUTSTANDING Indicate any change (increase or decrease) of five percent or more in the number of shares outstanding: 1. Title of security Common Stock, $0.00067 par value --------------------------------------------------------- 2. Number of shares outstanding before the change 91,709,525 outstanding as of ---------------------------- November 20, 1995, the record date for Issuer's two-for-one stock split, --------------------------------------------------------------------------- effected in the form of a stock dividend. ----------------------------------------- 3. Number of shares outstanding after the change 183,419,050 ----------------------------- 4. Effective date of change November 20, 1995 (Record Date) -------------------------------------------------- 5. Method of change: Stock Split (effected in the form of a stock dividend) ------------------------------------------------------ Specify method (such as merger, acquisition, exchange, distribution, stock split, reverse split, acquisition of stock for treasury, etc.) Give brief description of transaction: Issuer's two-for-one stock split ----------------------------------- effected in the form of a stock dividend, the payment date for which ---------------------------------------------------------------------- shall be December 11, 1995. ---------------------------------------------------------------------- II. CHANGE IN NAME OF ISSUER 1. Name prior to change Not applicable ------------------------------------------------------ 2. Name after change Not applicable ------------------------------------------------------- 3. Effective date of charter amendment changing name Not applicable ------------------------- 4. Date of shareholder approval of change, if required Not applicable ----------------------- Date: November 28, 1995 /s/ MICHAEL H. MORRIS -------------------- ---------------------------------------- Michael H. Morris Vice President and General Counsel -----END PRIVACY-ENHANCED MESSAGE-----