0001628280-20-003831.txt : 20200319
0001628280-20-003831.hdr.sgml : 20200319
20200319163817
ACCESSION NUMBER: 0001628280-20-003831
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200317
FILED AS OF DATE: 20200319
DATE AS OF CHANGE: 20200319
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: King Elizabeth
CENTRAL INDEX KEY: 0001770712
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13449
FILM NUMBER: 20728998
MAIL ADDRESS:
STREET 1: C/O QUANTUM CORPORATION
STREET 2: 224 AIRPORT PARKWAY, SUITE 550
CITY: SAN JOSE
STATE: CA
ZIP: 95110
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: QUANTUM CORP /DE/
CENTRAL INDEX KEY: 0000709283
STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572]
IRS NUMBER: 942665054
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 224 AIRPORT PARKWAY
STREET 2: SUITE 550
CITY: SAN JOSE
STATE: CA
ZIP: 95110
BUSINESS PHONE: 408 944 4000
MAIL ADDRESS:
STREET 1: 224 AIRPORT PARKWAY
STREET 2: SUITE 550
CITY: SAN JOSE
STATE: CA
ZIP: 95110
4
1
wf-form4_158465027906321.xml
FORM 4
X0306
4
2020-03-17
0
0000709283
QUANTUM CORP /DE/
QMCO
0001770712
King Elizabeth
C/O QUANTUM CORPORATION
224 AIRPORT PARKWAY, SUITE 550
SAN JOSE
CA
95110
0
1
0
0
Chief Revenue Officer
Common Stock
2020-03-17
4
M
0
50000
0
A
300000
D
Performance-Based Restricted Stock Units
2020-03-17
4
M
0
50000
0
D
2022-06-01
Common Stock
50000.0
0
D
Performance-Based Restricted Stock Units were previously reported on October 2, 2019, which vest in three equal components upon the later of achievement of specified levels of the average closing prices of a share of QMCO common stock during any sixty (60) day trading period between April 1, 2019 and May 31, 2022, and upon specified service dates, whichever is later. The third achievement date occurred on March 17, 2020, as certified by the leadership and compensation committee of QMCO, resulting in 50,000 units meeting the appropriate performance-based conditions. However, these shares remain subject to time-based vesting conditions and will therefore vest on May 31, 2021, subject to continued employment. These shares are reflected on Table I, and no units remain subject to these performance-based and time-based vesting conditions.
/s/ Josie Buensuceso, Attorney-in-Fact for Elizabeth King
2020-03-18