0001628280-20-003827.txt : 20200319
0001628280-20-003827.hdr.sgml : 20200319
20200319163640
ACCESSION NUMBER: 0001628280-20-003827
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200317
FILED AS OF DATE: 20200319
DATE AS OF CHANGE: 20200319
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Martella Donald E. Jr.
CENTRAL INDEX KEY: 0001649891
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13449
FILM NUMBER: 20728983
MAIL ADDRESS:
STREET 1: QUANTUM CORPORATION
STREET 2: 224 AIRPORT PARKWAY, SUITE 300
CITY: SAN JOSE
STATE: CA
ZIP: 95110
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: QUANTUM CORP /DE/
CENTRAL INDEX KEY: 0000709283
STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572]
IRS NUMBER: 942665054
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 224 AIRPORT PARKWAY
STREET 2: SUITE 550
CITY: SAN JOSE
STATE: CA
ZIP: 95110
BUSINESS PHONE: 408 944 4000
MAIL ADDRESS:
STREET 1: 224 AIRPORT PARKWAY
STREET 2: SUITE 550
CITY: SAN JOSE
STATE: CA
ZIP: 95110
4
1
wf-form4_158465018138052.xml
FORM 4
X0306
4
2020-03-17
0
0000709283
QUANTUM CORP /DE/
QMCO
0001649891
Martella Donald E. Jr.
C/O QUANTUM CORPORATION
224 AIRPORT PARKWAY, SUITE 550
SAN JOSE
CA
95110
0
1
0
0
SVP, Engineering
Common Stock
2020-03-17
4
M
0
21333
0
A
50838
D
Performance-Based Restricted Stock Units
2020-03-17
4
M
0
21333
0
D
2029-09-06
Common Stock
21333.0
42667
D
Performance-Based Restricted Stock Units were previously reported on September 10, 2019, which vest in three equal components upon the later of achievement of specified levels of the average closing prices of a share of QMCO common stock during any hundred (100) calendar day period, and upon specified service dates, whichever is later. The first achievement date occurred on March 17, 2020, as certified by the leadership and compensation committee of QMCO, resulting in 21,333 units meeting the appropriate performance-based conditions. However, these shares remain subject to time-based vesting conditions and will therefore vest on September 5, 2020, subject to continued employment. These shares are reflected on Table I, and 42,667 units remain subject to these performance-based and time-based vesting conditions.
/s/ Josie Buensuceso, Attorney-in-Fact for Donald E. Martella Jr
2020-03-18