EX-1.01 2 ex10105042017.htm CONFLICT MINERALS REPORT AS REQUIRED BY ITEMS 1.01 AND 1.02 OF THIS FORM Exhibit

Exhibit 1.01
Quantum Corporation
Conflict Minerals Report
Introduction
This is the conflict minerals report for Quantum Corporation (“Quantum”, “we” or “us”) for the calendar year 2016 in accordance with Rule 13p-1 under the Securities Exchange Act (“Rule 13p-1”).
Quantum is a leading expert in scale-out storage, archive and data protection, providing solutions for capturing, sharing, transforming and preserving digital assets over the entire data lifecycle. Our customers, ranging from small businesses to major enterprises, have trusted us to address their most demanding content workflow challenges. We provide solutions for storing and protecting information in physical, virtual and cloud environments that are designed to help customers Be Certain™ they have an end-to-end storage foundation to maximize the value of their data by making it accessible whenever and wherever needed, offering indefinite retention and reducing total cost and complexity. Quantum’s primary hardware products include Scalar® automated tape libraries and DXi® deduplication disk system. A more complete description of our products is included in our Annual Report on Form 10-K filed with the Securities and Exchange Commission.
Quantum hardware products require components that contain tin, tungsten, tantalum and/or gold (“3TG”) minerals. Accordingly, pursuant to Rule 13p-1, we conducted a reasonable country of origin inquiry (“RCOI”). Based on our RCOI (described in the Form SD), Quantum determined that 3TG minerals present in certain of its products may have originated in the Democratic Republic of the Congo and adjoining countries (the “Covered Countries”) and were not from scrap or recycled sources. Therefore, in accordance with Rule 13p-1, Quantum proceeded to engage in due diligence to determine the sources and chain of custody of its 3TG minerals as further described in this report.
 
Company Management Systems
Policy for Conflict Minerals
We have established and committed to a company statement that explains the importance of the conflict minerals issue and our responsibility for addressing conflict minerals in our supply chain. A copy of our Conflict Minerals Policy is contained in our Environmental Responsibility Report and can be viewed on our company’s website at http://www.quantum.com, where the document may be found under “Legal” on the home page, selecting “Ethics & Compliance” and then clicking on our Environmental Report under “Environmental Responsibility.” In addition, Quantum requires compliance contractually in our Purchase Order Terms and Conditions.
Internal Management
Our internal Conflict Minerals team is led by the Environmental Responsibility Manager who implements our Conflict Minerals Sourcing Policy. Quantum’s Product Management team provides approved supplier lists and contact information. Regular reviews of these efforts are communicated to senior management.
Control systems
As we do not have a direct relationship with 3TG smelters and refiners, we are engaged and actively cooperate with other major manufacturers in our industry, and take advantage of third party industry resources including the Electronics Industry Citizenship Coalition-Global e-Sustainability Initiative’s (EICC-GeSI) Conflict Free Sourcing Initiative (CFSI) efforts. Quantum is an active member of the CFSI. Our CFSI membership number is 2391.
The Company’s controls with regard to conflict minerals include, but are not limited to, our Code of Conduct (The High Road) which outlines expected behaviors for all Quantum employees, our Supplier Code of Conduct which sets forth our expectations for our suppliers, including that they comply with the Electronics Industry Code of Conduct, our Conflict Minerals Policy and our internal Environmental Requirements Specification which is made available to all our suppliers. These documents detail supplier requirements with respect to, among other things, compliance with our expectations regarding conflict minerals.
Grievance Mechanism
We have multiple longstanding grievance mechanisms whereby employees and suppliers can report violations of Quantum’s policies, including reports to our ethics committee and our third party hotline. Information about these mechanisms is available in our Code of Conduct which is posted on the investor relations section of our website.
Maintain records



We have adopted a policy to retain documentation relevant to our conflict minerals due diligence and reporting.

Identification and Assessment of Risks in Our Supply Chain
We participate in the following industry-wide initiatives to evaluate and disclose upstream actors in the supply chain: EICC-GeSI and the CFSI. As part of our risk assessment plan and to ensure suppliers understand our expectations, we provide feedback to several of our suppliers regarding reporting that we believe is incomplete, inaccurate or may indicate smelters in their supply chain that do not show progress towards a conflict free supply chain.
Quantum requests our suppliers to complete the EICC GeSI conflict minerals reporting template (“CMRT”). We have determined that this process represents the most reasonable effort to determine the mines or locations of origin of the 3TG in our supply chain.
Risk is assessed by reviewing information contained in the declaration tab of each supplier’s CMRT and by comparing the data contained in each supplier’s Smelter List against the CFSI Smelter and Refiner list. Quantum utilizes Green Status Pro, a third party resource for data analysis and subsequent Aggregated Declaration and Consolidated Smelter reports. These summary reports help identify risks associated with smelters in our supply chain that need to be addressed.

Due Diligence
We designed our due diligence framework to conform with the internationally recognized due diligence framework provided by The Organization for Economic Co-operation and Development (“OECD”) Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict Affected and High-Risk Areas , and related Supplements on Tin, Tantalum and Tungsten and on Gold (collectively, “OECD Guidance”), specifically as it relates to our position in the minerals supply chain as a “downstream” purchaser. Below we describe our due diligence processes with respect to Steps 3 and 4 of the OECD Guidance. OECD steps 1, 2 and 5, which are not specifically related to our due diligence, are described in the Form SD and elsewhere in this report.  

Design and Implement a Strategy to Respond to Identified Risks
Quantum has an enterprise risk management plan through which the conflict minerals program is implemented, managed and monitored. Updates regarding the risk assessment with respect to conflict minerals and their usage in the supply chain are provided regularly to senior management.
Quantum suppliers provided the EICC GeSI CMRT with varying levels of completeness and/or accuracy. Green Status Pro, a third party evaluation service was used to identify and evaluate smelter data against the data provided by the Conflict-Free Smelter Program. Many data inconsistencies were identified during this process, and verification efforts with the relevant suppliers are ongoing to resolve the data inconsistencies. We also continue to follow up with suppliers that have not yet responded to our requests for 3TG information. We are advising suppliers that failure to adequately respond to our request for 3TG information may result in loss of approved vendor status. If a supplier is not on our approved vendor list, we will not obtain or accept parts from that supplier. Quantum has eliminated suppliers from our approved source list for failure to show reasonable effort or improvement in their reporting data.
We engage with any of our suppliers whom (based on part type and material) we have reason to believe are supplying us with 3TG. Suppliers providing CMRT information that (based on CFSI data) may support conflict in the Covered Countries, are encouraged to establish an alternative source of 3TG that does not support such conflict, as provided in the OECD guidance. The following paragraph is included in Quantum’s Purchase Order Terms and Conditions: “Sellers who manufacture components, parts, or products containing tin, tantalum, tungsten, and/or gold shall define, implement and communicate to sub-suppliers their own Conflict Mineral Policy, outlining their commitment to responsible sourcing and measures for implementation. Sellers shall work with sub-suppliers to ensure traceability of these metals to their country of origin (RCOI). Traceability shall be maintained and recorded for 10 years and provided to Quantum at least once a year, or more frequently if requested by Quantum. Sellers shall ensure that purchased metals originate from smelters validated by Sellers as being conflict mineral free.”
Many of our suppliers were unable to represent to us that 3TG from the entities they listed had actually been included in components they supplied to Quantum. In addition, many processing facilities were not validated as in fact being smelters or refiners. We have therefore elected to present only the smelter and refiner names identified by the CFSI in this report (Table 1). Of those smelters that have been identified, 85% have been found to be CFSI compliant, or Active. Quantum will continue to encourage suppliers to utilize only compliant smelters. Table 2 lists the countries where the minerals originate based on CFSI data.
Participate and support third party audit programs



We do not have a direct relationship with 3TG smelters and refiners and do not perform or direct audits of the due diligence practices of these entities within our supply chain. However, we support audits through our participation in various industry initiatives. Quantum is a member (#2391) of the CFSI and compares supplier smelter data with CFSI smelter lists. Quantum considers smelters and refiners identified by the CFSI as Compliant to be Conflict-Free.
Summary
Quantum still has smelters in its supply chain that have not been identified by the CFSI as audited or in the audit process. We continue to work with our suppliers to only have smelters that are actively progressing toward Conflict Free Smelter Program (CFSP) listing. Following our due diligence process this year, we are unable to reach any definitive conclusions regarding our products. However, we expect that our due diligence efforts will continue to improve and yield more complete information, particularly as more smelters and refiners participate in third party audit process.
Annual Reporting
This report will be posted at http://www.quantum.com, where the document may be found by clicking “About Us” from the home page, selecting “Investor Relations” and then clicking on “Corporate Documents.”

Future Measures
During calendar 2017, we continue to engage a third party data collection company to collect current data from all our suppliers and we intend to continue to enhance our supplier communication and training information to improve data accuracy and ongoing supplier updates of sourcing information. We are advising suppliers that failure to adequately respond to our request for 3TG information may result in loss of approved vendor status. If a supplier is not on our approved vendor list, we will not obtain or accept parts from that supplier.

Audit
An independent private sector audit of our Conflict Minerals Report was not required for 2016.




Table 1. Smelters recognized by the CFSI reported in Quantum products.
CID002243
Gold
Zijin Mining Group Co., Ltd. Gold Refinery
CID002224
Gold
Zhongyuan Gold Smelter of Zhongjin Gold Corporation
CID002129
Gold
Yokohama Metal Co., Ltd.
CID002100
Gold
Yamamoto Precious Metal Co., Ltd.
CID002778
Gold
WIELAND Edelmetalle GmbH
CID002030
Gold
Western Australian Mint trading as The Perth Mint
CID002003
Gold
Valcambi S.A.
CID001993
Gold
United Precious Metal Refining, Inc.
CID001980
Gold
Umicore S.A. Business Unit Precious Metals Refining
CID002314
Gold
Umicore Precious Metals Thailand
CID001977
Gold
Umicore Brasil Ltda.
CID001955
Gold
Torecom
CID001938
Gold
Tokuriki Honten Co., Ltd.
CID001916
Gold
The Refinery of Shandong Gold Mining Co., Ltd.
CID001875
Gold
Tanaka Kikinzoku Kogyo K.K.
CID002580
Gold
T.C.A S.p.A
CID001798
Gold
Sumitomo Metal Mining Co., Ltd.
CID001761
Gold
Solar Applied Materials Technology Corp.
CID001756
Gold
SOE Shyolkovsky Factory of Secondary Precious Metals
CID002516
Gold
Singway Technology Co., Ltd.
CID001736
Gold
Sichuan Tianze Precious Metals Co., Ltd.
CID001622
Gold
Shandong Zhaojin Gold & Silver Refinery Co., Ltd.
CID001585
Gold
SEMPSA Joyería Platería S.A.
CID001573
Gold
Schone Edelmetaal B.V.
CID002777
Gold
SAXONIA Edelmetalle GmbH
CID001555
Gold
Samduck Precious Metals
CID001534
Gold
Royal Canadian Mint
CID002510
Gold
Republic Metals Corporation
CID001512
Gold
Rand Refinery (Pty) Ltd.
CID001498
Gold
PX Précinox S.A.
CID001397
Gold
PT Aneka Tambang (Persero) Tbk
CID001386
Gold
Prioksky Plant of Non-Ferrous Metals
CID001352
Gold
PAMP S.A.
CID000493
Gold
OJSC Novosibirsk Refinery
CID001326
Gold
OJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet)
CID001325
Gold
Ohura Precious Metal Industry Co., Ltd.
CID002779
Gold
Ögussa Österreichische Gold- und Silber-Scheideanstalt GmbH
CID001259
Gold
Nihon Material Co., Ltd.
CID001220
Gold
Nadir Metal Rafineri San. Ve Tic. A.Ş.
CID001204
Gold
Moscow Special Alloys Processing Plant
CID002509
Gold
MMTC-PAMP India Pvt., Ltd.
CID001193
Gold
Mitsui Mining and Smelting Co., Ltd.
CID001188
Gold
Mitsubishi Materials Corporation
CID001161
Gold
Metalúrgica Met-Mex Peñoles S.A. De C.V.
CID001157
Gold
Metalor USA Refining Corporation
CID001153
Gold
Metalor Technologies S.A.
CID001152
Gold
Metalor Technologies (Singapore) Pte., Ltd.
CID001149
Gold
Metalor Technologies (Hong Kong) Ltd.
CID001119
Gold
Matsuda Sangyo Co., Ltd.
CID001113
Gold
Materion
CID001078
Gold
LS-NIKKO Copper Inc.
CID001029
Gold
Kyrgyzaltyn JSC
CID000981
Gold
Kojima Chemicals Co., Ltd.
CID000969
Gold
Kennecott Utah Copper LLC
CID000957
Gold
Kazzinc
CID000937
Gold
JX Nippon Mining & Metals Co., Ltd.
CID000929
Gold
JSC Uralelectromed
CID000927
Gold
JSC Ekaterinburg Non-Ferrous Metal Processing Plant



CID000855
Gold
Jiangxi Copper Co., Ltd.
CID000823
Gold
Japan Mint
CID000814
Gold
Istanbul Gold Refinery
CID000807
Gold
Ishifuku Metal Industry Co., Ltd.
CID000801
Gold
Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd.
CID000711
Gold
Heraeus Precious Metals GmbH & Co. KG
CID000707
Gold
Heraeus Ltd. Hong Kong
CID000694
Gold
Heimerle + Meule GmbH
CID002561
Gold
Emirates Gold DMCC
CID001322
Gold
Elemetal Refining, LLC
CID000425
Gold
Eco-System Recycling Co., Ltd.
CID000359
Gold
DSC (Do Sung Corporation)
CID000401
Gold
Dowa
CID000362
Gold
DODUCO GmbH
CID000233
Gold
Chimet S.p.A.
CID000185
Gold
CCR Refinery - Glencore Canada Corporation
CID000176
Gold
C. Hafner GmbH + Co. KG
CID000157
Gold
Boliden AB
CID000128
Gold
Bangko Sentral ng Pilipinas (Central Bank of the Philippines)
CID000113
Gold
Aurubis AG
CID000090
Gold
Asaka Riken Co., Ltd.
CID000920
Gold
Asahi Refining USA Inc.
CID000924
Gold
Asahi Refining Canada Ltd.
CID000082
Gold
Asahi Pretec Corp.
CID000077
Gold
Argor-Heraeus S.A.
CID000058
Gold
AngloGold Ashanti Córrego do Sítio Mineração
CID000041
Gold
Almalyk Mining and Metallurgical Complex (AMMC)
CID000035
Gold
Allgemeine Gold-und Silberscheideanstalt A.G.
CID000019
Gold
Aida Chemical Industries Co., Ltd.
CID000015
Gold
Advanced Chemical Company
CID001236
Gold
Navoi Mining and Metallurgical Combinat
CID001147
Gold
Metalor Technologies (Suzhou) Ltd.
CID002605
Gold
Korea Zinc Co., Ltd.
CID002511
Gold
KGHM Polska Miedź Spółka Akcyjna
CID002459
Gold
Geib Refining Corporation
CID000328
Gold
Daejin Indus Co., Ltd.
CID000189
Gold
Cendres + Métaux S.A.
CID002863
Gold
Bangalore Refinery
CID002560
Gold
Al Etihad Gold Refinery DMCC
CID002708
Gold
Abington Reldan Metals, LLC
CID000197
Gold
Yunnan Copper Industry Co., Ltd.
CID002587
Gold
Tony Goetz NV
CID001947
Gold
Tongling Nonferrous Metals Group Co., Ltd.
CID002567
Gold
Sudan Gold Refinery
CID001754
Gold
So Accurate Group, Inc.
CID001619
Gold
Shandong Tiancheng Biological Gold Industrial Co., Ltd.
CID001562
Gold
Samwon Metals Corp.
CID002290
Gold
SAFINA A.S.
CID001546
Gold
Sabin Metal Corp.
CID002761
Gold
SAAMP
CID002582
Gold
Remondis Argentia B.V.
CID001362
Gold
Penglai Penggang Gold Industry Co., Ltd.
CID002282
Gold
Morris and Watson
CID001093
Gold
Luoyang Zijin Yinhui Gold Refinery Co., Ltd.
CID001058
Gold
Lingbao Jinyuan Tonghui Refinery Co., Ltd.
CID001056
Gold
Lingbao Gold Co., Ltd.
CID001032
Gold
L'azurde Company For Jewelry
CID000956
Gold
Kazakhmys Smelting LLC
CID002563
Gold
Kaloti Precious Metals
CID000778
Gold
HwaSeong CJ Co., Ltd.
CID000767
Gold
Hunan Chenzhou Mining Co., Ltd.
CID000671
Gold
Hangzhou Fuchunjiang Smelting Co., Ltd.



CID000651
Gold
Guoda Safina High-Tech Environmental Refinery Co., Ltd.
CID002312
Gold
Guangdong Jinding Gold Limited
CID001909
Gold
Great Wall Precious Metals Co., Ltd. of CBPM
CID000522
Gold
Gansu Seemine Material Hi-Tech Co., Ltd.
CID002515
Gold
Fidelity Printers and Refiners Ltd.
CID000343
Gold
Daye Non-Ferrous Metals Mining Ltd.
CID000264
Gold
Chugai Mining
CID000180
Gold
Caridad
CID002851
Gold
AURA-II
CID000103
Gold
Atasay Kuyumculuk Sanayi Ve Ticaret A.S.
CID002232
Tantalum
Zhuzhou Cemented Carbide Group Co., Ltd.
CID002307
Tantalum
Yichun Jin Yang Rare Metal Co., Ltd.
CID002508
Tantalum
XinXing HaoRong Electronic Material Co., Ltd.
CID001969
Tantalum
Ulba Metallurgical Plant JSC
CID002571
Tantalum
Tranzact, Inc.
CID001891
Tantalum
Telex Metals
CID001869
Tantalum
Taki Chemical Co., Ltd.
CID001769
Tantalum
Solikamsk Magnesium Works OAO
CID001522
Tantalum
RFH Tantalum Smeltry Co., Ltd.
CID002707
Tantalum
Resind Indústria e Comércio Ltda.
CID001508
Tantalum
QuantumClean
CID002556
Tantalum
Plansee SE Reutte
CID002540
Tantalum
Plansee SE Liezen
CID001277
Tantalum
Ningxia Orient Tantalum Industry Co., Ltd.
CID001200
Tantalum
Molycorp Silmet A.S.
CID001192
Tantalum
Mitsui Mining and Smelting Co., Ltd.
CID001175
Tantalum
Mineração Taboca S.A.
CID001163
Tantalum
Metallurgical Products India Pvt., Ltd.
CID001076
Tantalum
LSM Brasil S.A.
CID000973
Tantalum
King-Tan Tantalum Industry Ltd.
CID002568
Tantalum
KEMET Blue Powder
CID002539
Tantalum
KEMET Blue Metals
CID002506
Tantalum
Jiujiang Zhongao Tantalum & Niobium Co., Ltd.
CID000917
Tantalum
Jiujiang Tanbre Co., Ltd.
CID000914
Tantalum
JiuJiang JinXin Nonferrous Metals Co., Ltd.
CID002842
Tantalum
Jiangxi Tuohong New Raw Material
CID002512
Tantalum
Jiangxi Dinghai Tantalum & Niobium Co., Ltd.
CID000731
Tantalum
Hi-Temp Specialty Metals, Inc.
CID002492
Tantalum
Hengyang King Xing Lifeng New Materials Co., Ltd.
CID002550
Tantalum
H.C. Starck Smelting GmbH & Co. KG
CID002549
Tantalum
H.C. Starck Ltd.
CID002548
Tantalum
H.C. Starck Inc.
CID002547
Tantalum
H.C. Starck Hermsdorf GmbH
CID002546
Tantalum
H.C. Starck GmbH Laufenburg
CID002545
Tantalum
H.C. Starck GmbH Goslar
CID002544
Tantalum
H.C. Starck Co., Ltd.
CID000616
Tantalum
Guangdong Zhiyuan New Material Co., Ltd.
CID002557
Tantalum
Global Advanced Metals Boyertown
CID002558
Tantalum
Global Advanced Metals Aizu
CID002505
Tantalum
FIR Metals & Resource Ltd.
CID000460
Tantalum
F&X Electro-Materials Ltd.
CID000456
Tantalum
Exotech Inc.
CID000410
Tantalum
Duoluoshan
CID002504
Tantalum
D Block Metals, LLC
CID000291
Tantalum
Conghua Tantalum and Niobium Smeltry
CID000211
Tantalum
Changsha South Tantalum Niobium Co., Ltd.
CID002590
Tantalum
E.S.R. Electronics
CID002180
Tin
Yunnan Tin Company Limited
CID002036
Tin
White Solder Metalurgia e Mineração Ltda.
CID002015
Tin
VQB Mineral and Trading Group JSC
CID001898
Tin
Thaisarco
CID001758
Tin
Soft Metais Ltda.



CID001539
Tin
Rui Da Hung
CID002706
Tin
Resind Indústria e Comércio Ltda.
CID002479
Tin
PT Wahana Perkit Jaya
CID001493
Tin
PT Tommy Utama
CID001490
Tin
PT Tinindo Inter Nusa
CID001482
Tin
PT Timah (Persero) Tbk Mentok
CID001477
Tin
PT Timah (Persero) Tbk Kundur
CID001471
Tin
PT Sumber Jaya Indah
CID002816
Tin
PT Sukses Inti Makmur
CID001468
Tin
PT Stanindo Inti Perkasa
CID001463
Tin
PT Sariwiguna Binasentosa
CID001460
Tin
PT Refined Bangka Tin
CID001458
Tin
PT Prima Timah Utama
CID001457
Tin
PT Panca Mega Persada
CID001453
Tin
PT Mitra Stania Prima
CID002829
Tin
PT Kijang Jaya Mandiri
CID000307
Tin
PT Justindo
CID002530
Tin
PT Inti Stania Prima
CID001438
Tin
PT Eunindo Usaha Mandiri
CID001434
Tin
PT DS Jaya Abadi
CID002696
Tin
PT Cipta Persada Mulia
CID001428
Tin
PT Bukit Timah
CID001421
Tin
PT Belitung Industri Sejahtera
CID001419
Tin
PT Bangka Tin Industry
CID002776
Tin
PT Bangka Prima Tin
CID001402
Tin
PT Babel Inti Perkasa
CID002503
Tin
PT ATD Makmur Mandiri Jaya
CID001399
Tin
PT Artha Cipta Langgeng
CID000309
Tin
PT Aries Kencana Sejahtera
CID001337
Tin
Operaciones Metalurgical S.A.
CID002517
Tin
O.M. Manufacturing Philippines, Inc.
CID001314
Tin
O.M. Manufacturing (Thailand) Co., Ltd.
CID001191
Tin
Mitsubishi Materials Corporation
CID001182
Tin
Minsur
CID001173
Tin
Mineração Taboca S.A.
CID002773
Tin
Metallo-Chimique N.V.
CID001142
Tin
Metallic Resources, Inc.
CID002500
Tin
Melt Metais e Ligas S.A.
CID001105
Tin
Malaysia Smelting Corporation (MSC)
CID002468
Tin
Magnu's Minerais Metais e Ligas Ltda.
CID000244
Tin
Jiangxi Ketai Advanced Material Co., Ltd.
CID002844
Tin
HuiChang Hill Tin Industry Co., Ltd.
CID002849
Tin
Guanyang Guida Nonferrous Metal Smelting Plant
CID000538
Tin
Gejiu Non-Ferrous Metal Processing Co., Ltd.
CID000468
Tin
Fenix Metals
CID000438
Tin
EM Vinto
CID002774
Tin
Elmet S.L.U.
CID000402
Tin
Dowa
CID002455
Tin
CV Venus Inti Perkasa
CID000315
Tin
CV United Smelting
CID002593
Tin
CV Tiga Sekawan
CID000313
Tin
CV Serumpun Sebalai
CID000306
Tin
CV Gita Pesona
CID002592
Tin
CV Dua Sekawan
CID002570
Tin
CV Ayi Jaya
CID000295
Tin
Cooperativa Metalurgica de Rondônia Ltda.
CID001070
Tin
China Tin Group Co., Ltd.
CID000228
Tin
Chenzhou Yunxiang Mining and Metallurgy Co., Ltd.
CID000292
Tin
Alpha
CID002158
Tin
Yunnan Chengfeng Non-ferrous Metals Co., Ltd.
CID001448
Tin
PT Karimun Mining
CID001231
Tin
Nankang Nanshan Tin Manufactory Co., Ltd.



CID002858
Tin
Modeltech Sdn Bhd
CID001908
Tin
Gejiu Yunxin Nonferrous Electrolysis Co., Ltd.
CID000942
Tin
Gejiu Kai Meng Industry and Trade LLC
CID002859
Tin
Gejiu Jinye Mineral Company
CID002848
Tin
Gejiu Fengming Metallurgy Chemical Plant
CID002572
Tin
Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company
CID002703
Tin
An Vinh Joint Stock Mineral Processing Company
CID002574
Tin
Tuyen Quang Non-Ferrous Metals Joint Stock Company
CID002478
Tin
PT Tirus Putra Mandiri
CID002507
Tin
Phoenix Metal Ltd.
CID002573
Tin
Nghe Tinh Non-Ferrous Metals Joint Stock Company
CID000760
Tin
Huichang Jinshunda Tin Co., Ltd.
CID000555
Tin
Gejiu Zili Mining And Metallurgy Co., Ltd.
CID000448
Tin
Estanho de Rondônia S.A.
CID000278
Tin
CNMC (Guangxi) PGMA Co., Ltd.
CID002825
Tin
An Thai Minerals Co., Ltd.
CID002095
Tungsten
Xinhai Rendan Shaoguan Tungsten Co., Ltd.
CID002830
Tungsten
Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd.
CID002082
Tungsten
Xiamen Tungsten Co., Ltd.
CID002320
Tungsten
Xiamen Tungsten (H.C.) Co., Ltd.
CID002843
Tungsten
Woltech Korea Co., Ltd.
CID002044
Tungsten
Wolfram Bergbau und Hütten AG
CID002011
Tungsten
Vietnam Youngsun Tungsten Industry Co., Ltd.
CID002724
Tungsten
Unecha Refractory metals plant
CID001889
Tungsten
Tejing (Vietnam) Tungsten Co., Ltd.
CID002815
Tungsten
South-East Nonferrous Metal Company Limited of Hengyang City
CID002827
Tungsten
Philippine Chuangxin Industrial Co., Inc.
CID002543
Tungsten
Nui Phao H.C. Starck Tungsten Chemicals Manufacturing LLC
CID002589
Tungsten
Niagara Refining LLC
CID002845
Tungsten
Moliren Ltd
CID002319
Tungsten
Malipo Haiyu Tungsten Co., Ltd.
CID000105
Tungsten
Kennametal Huntsville
CID000966
Tungsten
Kennametal Fallon
CID002316
Tungsten
Jiangxi Yaosheng Tungsten Co., Ltd.
CID002535
Tungsten
Jiangxi Xiushui Xianggan Nonferrous Metals Co., Ltd.
CID002317
Tungsten
Jiangxi Xinsheng Tungsten Industry Co., Ltd.
CID002318
Tungsten
Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.
CID002321
Tungsten
Jiangxi Gan Bei Tungsten Co., Ltd.
CID002551
Tungsten
Jiangwu H.C. Starck Tungsten Products Co., Ltd.
CID000825
Tungsten
Japan New Metals Co., Ltd.
CID002649
Tungsten
Hydrometallurg, JSC
CID000769
Tungsten
Hunan Chunchang Nonferrous Metals Co., Ltd.
CID002579
Tungsten
Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji
CID000766
Tungsten
Hunan Chenzhou Mining Co., Ltd.
CID002542
Tungsten
H.C. Starck Smelting GmbH & Co.KG
CID002541
Tungsten
H.C. Starck GmbH
CID000218
Tungsten
Guangdong Xianglu Tungsten Co., Ltd.
CID000568
Tungsten
Global Tungsten & Powders Corp.
CID002494
Tungsten
Ganzhou Seadragon W & Mo Co., Ltd.
CID002315
Tungsten
Ganzhou Jiangwu Ferrotungsten Co., Ltd.
CID000875
Tungsten
Ganzhou Huaxing Tungsten Products Co., Ltd.
CID000499
Tungsten
Fujian Jinxin Tungsten Co., Ltd.
CID000258
Tungsten
Chongyi Zhangyuan Tungsten Co., Ltd.
CID002513
Tungsten
Chenzhou Diamond Tungsten Products Co., Ltd.
CID002502
Tungsten
Asia Tungsten Products Vietnam Ltd.
CID000004
Tungsten
A.L.M.T. TUNGSTEN Corp.
CID002313
Tungsten
Jiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd.
CID002647
Tungsten
Jiangxi Dayu Longxintai Tungsten Co., Ltd.
CID002536
Tungsten
Ganzhou Yatai Tungsten Co., Ltd.
CID000345
Tungsten
Dayu Weiliang Tungsten Co., Ltd.
CID002518
Tungsten
Dayu Jincheng Tungsten Industry Co., Ltd.
CID002833
Tungsten
ACL Metais Eireli



Table 2. Mine country of origin data identified through the CFSI as being associated with smelters in Quantum’s supply chain. It is likely that we used conflict minerals from many of the following sources as well as some that have not yet been identified. In many cases Quantum received “Company Level” reporting templates that may include smelters that are not used in Quantum products. When checking smelters that may be in Quantum’s supply chain with the CFSI compliant smelter sourcing information, the following countries where the minerals originated were identified including countries not identified as conflict regions, countries that may have smuggling activity, countries adjoining the DRC and countries that are part of the DRC.
AUSTRALIA
NEW ZEALAND
AUSTRIA
PERU
BELGIUM
PHILIPPINES
BOLIVIA (PLURINATIONAL STATE OF)
POLAND
BRAZIL
RUSSIAN FEDERATION
CANADA
RWANDA
CHINA
SAUDI ARABIA
CZECH REPUBLIC
SINGAPORE
ESTONIA
SOUTH AFRICA
FRANCE
SPAIN
GERMANY
SUDAN
INDIA
SWEDEN
INDONESIA
SWITZERLAND
ITALY
TAIWAN, PROVINCE OF CHINA
JAPAN
THAILAND
KAZAKHSTAN
TURKEY
KOREA (REPUBLIC OF)
UNITED ARAB EMIRATES
KYRGYZSTAN
UNITED STATES OF AMERICA
MALAYSIA
UZBEKISTAN
MEXICO
VIET NAM
NETHERLANDS
ZIMBABWE