0001209191-17-043069.txt : 20170705 0001209191-17-043069.hdr.sgml : 20170705 20170705141242 ACCESSION NUMBER: 0001209191-17-043069 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170701 FILED AS OF DATE: 20170705 DATE AS OF CHANGE: 20170705 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: QUANTUM CORP /DE/ CENTRAL INDEX KEY: 0000709283 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 942665054 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 224 AIRPORT PARKWAY STREET 2: SUITE 300 CITY: SAN JOSE STATE: CA ZIP: 95110 BUSINESS PHONE: 408 944 4000 MAIL ADDRESS: STREET 1: 224 AIRPORT PARKWAY STREET 2: SUITE 300 CITY: SAN JOSE STATE: CA ZIP: 95110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Clark Robert S. CENTRAL INDEX KEY: 0001517455 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13449 FILM NUMBER: 17947294 MAIL ADDRESS: STREET 1: 3600 136 PLACE SE, SUITE 300 CITY: BELLEVUE STATE: WA ZIP: 98006 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-07-01 0 0000709283 QUANTUM CORP /DE/ QTM 0001517455 Clark Robert S. C/O QUANTUM CORPORATION 224 AIRPORT PARKWAY, SUITE 550 SAN JOSE CA 95110 0 1 0 0 SVP, Product Operations Common Stock 2017-07-01 4 A 0 20000 0.00 A 149581 D Common Stock 2017-07-01 4 F 0 12966 7.81 D 136615 D Restricted stock units will vest in equal installments on 07/01/2018, 07/01/2019, and 07/01/2020. Surrender of shares to satisfy income and other employment related tax withholding obligations upon vesting of restricted stock units granted on 7/1/2014, 7/1/2015 and 7/1/2016 and upon vesting of performance stock units granted on 7/1/2014 and 7/1/2016. /s/ Shawn D. Hall, Attorney in Fact for Robert S. Clark 2017-07-05