0001209191-17-018171.txt : 20170306
0001209191-17-018171.hdr.sgml : 20170306
20170306130853
ACCESSION NUMBER: 0001209191-17-018171
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170302
FILED AS OF DATE: 20170306
DATE AS OF CHANGE: 20170306
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: QUANTUM CORP /DE/
CENTRAL INDEX KEY: 0000709283
STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572]
IRS NUMBER: 942665054
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 224 AIRPORT PARKWAY
STREET 2: SUITE 300
CITY: SAN JOSE
STATE: CA
ZIP: 95110
BUSINESS PHONE: 408 944 4000
MAIL ADDRESS:
STREET 1: 224 AIRPORT PARKWAY
STREET 2: SUITE 300
CITY: SAN JOSE
STATE: CA
ZIP: 95110
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Powers Gregg J
CENTRAL INDEX KEY: 0001584386
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13449
FILM NUMBER: 17667178
MAIL ADDRESS:
STREET 1: C/O QUANTUM CORPORATION
STREET 2: 224 AIRPORT PARKWAY SUITE 300
CITY: SAN JOSE
STATE: CA
ZIP: 95110
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-03-02
0
0000709283
QUANTUM CORP /DE/
QTM
0001584386
Powers Gregg J
C/O QUANTUM CORPORATION
224 AIRPORT PARKWAY, SUITE 550
SAN JOSE
CA
95110
1
0
0
0
Common Stock
2017-03-02
4
A
0
30000
0.00
A
295392
I
Pelican Bay Holdings, LLC
Common Stock
586500
D
Restricted Stock Units will fully vest on March 31, 2017.
The Restricted Stock Units were granted to Pelican Bay Holdings, LLC. Mr. Powers is the sole member of Pelican Bay Holdings, LLC.
In addition, Mr. Powers, the CEO and Portfolio Manager of Private Capital Management, LLC ("PCM"), holds shared voting and dispositive power with respect to 13,311,187 shares held in PCM managed accounts. Mr. Powers disclaims beneficial ownership for these shares, and PCM and Mr. Powers disclaim the existence of a group with respect to any third party.
/s/ Astrid Becker-Celik, Attorney in Fact for Gregg J. Powers
2017-03-06