0001209191-17-018171.txt : 20170306 0001209191-17-018171.hdr.sgml : 20170306 20170306130853 ACCESSION NUMBER: 0001209191-17-018171 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170302 FILED AS OF DATE: 20170306 DATE AS OF CHANGE: 20170306 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: QUANTUM CORP /DE/ CENTRAL INDEX KEY: 0000709283 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 942665054 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 224 AIRPORT PARKWAY STREET 2: SUITE 300 CITY: SAN JOSE STATE: CA ZIP: 95110 BUSINESS PHONE: 408 944 4000 MAIL ADDRESS: STREET 1: 224 AIRPORT PARKWAY STREET 2: SUITE 300 CITY: SAN JOSE STATE: CA ZIP: 95110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Powers Gregg J CENTRAL INDEX KEY: 0001584386 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13449 FILM NUMBER: 17667178 MAIL ADDRESS: STREET 1: C/O QUANTUM CORPORATION STREET 2: 224 AIRPORT PARKWAY SUITE 300 CITY: SAN JOSE STATE: CA ZIP: 95110 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-03-02 0 0000709283 QUANTUM CORP /DE/ QTM 0001584386 Powers Gregg J C/O QUANTUM CORPORATION 224 AIRPORT PARKWAY, SUITE 550 SAN JOSE CA 95110 1 0 0 0 Common Stock 2017-03-02 4 A 0 30000 0.00 A 295392 I Pelican Bay Holdings, LLC Common Stock 586500 D Restricted Stock Units will fully vest on March 31, 2017. The Restricted Stock Units were granted to Pelican Bay Holdings, LLC. Mr. Powers is the sole member of Pelican Bay Holdings, LLC. In addition, Mr. Powers, the CEO and Portfolio Manager of Private Capital Management, LLC ("PCM"), holds shared voting and dispositive power with respect to 13,311,187 shares held in PCM managed accounts. Mr. Powers disclaims beneficial ownership for these shares, and PCM and Mr. Powers disclaim the existence of a group with respect to any third party. /s/ Astrid Becker-Celik, Attorney in Fact for Gregg J. Powers 2017-03-06