0001181431-14-037668.txt : 20141202 0001181431-14-037668.hdr.sgml : 20141202 20141202171954 ACCESSION NUMBER: 0001181431-14-037668 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141201 FILED AS OF DATE: 20141202 DATE AS OF CHANGE: 20141202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: QUANTUM CORP /DE/ CENTRAL INDEX KEY: 0000709283 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 942665054 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 1650 TECHNOLOGY DRIVE STREET 2: SUITE 700 CITY: SAN JOSE STATE: CA ZIP: 95110 BUSINESS PHONE: 408 944 4000 MAIL ADDRESS: STREET 1: 1650 TECHNOLOGY DRIVE STREET 2: SUITE 700 CITY: SAN JOSE STATE: CA ZIP: 95110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Auvil Paul R. III CENTRAL INDEX KEY: 0001410972 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13449 FILM NUMBER: 141261442 MAIL ADDRESS: STREET 1: C/O PROOFPOINT, INC. STREET 2: 892 ROSS DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089 4 1 rrd419678.xml FORM 4 X0306 4 2014-12-01 0 0000709283 QUANTUM CORP /DE/ QTM 0001410972 Auvil Paul R. III C/O QUANTUM CORPORATION 224 AIRPORT PARKWAY, SUITE 300 SAN JOSE CA 95110 1 0 0 0 Common Stock 2014-12-01 4 P 0 20000 1.5648 A 413940 D Common Stock 2014-12-02 4 P 0 30000 1.5898 A 443940 D The purchase price reported in column 4 of Table I represents the weighted average purchase price of the shares purchased ranging from $1.5483 to $1.58 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the reporting person will provide full information regarding the number of shares purchased at each separate price. The purchase price reported in column 4 of Table I represents the weighted average purchase price of the shares purchased ranging from $1.5897 to $1.59 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the reporting person will provide full information regarding the number of shares purchased at each separate price. /s/ Astrid Becker-Celik, Attorney in Fact for Paul R. Auvil III 2014-12-02