0001181431-13-047590.txt : 20130904 0001181431-13-047590.hdr.sgml : 20130904 20130904165501 ACCESSION NUMBER: 0001181431-13-047590 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130901 FILED AS OF DATE: 20130904 DATE AS OF CHANGE: 20130904 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: QUANTUM CORP /DE/ CENTRAL INDEX KEY: 0000709283 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 942665054 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 1650 TECHNOLOGY DRIVE STREET 2: SUITE 700 CITY: SAN JOSE STATE: CA ZIP: 95110 BUSINESS PHONE: 408 944 4000 MAIL ADDRESS: STREET 1: 1650 TECHNOLOGY DRIVE STREET 2: SUITE 700 CITY: SAN JOSE STATE: CA ZIP: 95110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Auvil Paul R. III CENTRAL INDEX KEY: 0001410972 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13449 FILM NUMBER: 131078424 MAIL ADDRESS: STREET 1: C/O PROOFPOINT, INC. STREET 2: 892 ROSS DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089 4 1 rrd389233.xml FORM 4 X0306 4 2013-09-01 0 0000709283 QUANTUM CORP /DE/ QTM 0001410972 Auvil Paul R. III C/O QUANTUM CORPORATION 224 AIRPORT PARKWAY, SUITE 300 SAN JOSE CA 95110 1 0 0 0 Common Stock 2013-09-01 4 A 0 69444 0 A 305444 D Restricted Stock Units will vest over one (1) year as follows: 25% will vest on each of 12/1/13, 3/1/14, 6/1/14 and the date of Quantum Corporation's 2014 Annual Shareholder Meeting. /s/ Astrid Becker-Celik, Attorney in Fact for Paul R. Auvil III 2013-09-04