0001181431-11-040897.txt : 20110711 0001181431-11-040897.hdr.sgml : 20110711 20110711191758 ACCESSION NUMBER: 0001181431-11-040897 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110708 FILED AS OF DATE: 20110711 DATE AS OF CHANGE: 20110711 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: QUANTUM CORP /DE/ CENTRAL INDEX KEY: 0000709283 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 942665054 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 1650 TECHNOLOGY DRIVE STREET 2: SUITE 700 CITY: SAN JOSE STATE: CA ZIP: 95110 BUSINESS PHONE: 408 944 4000 MAIL ADDRESS: STREET 1: 1650 TECHNOLOGY DRIVE STREET 2: SUITE 700 CITY: SAN JOSE STATE: CA ZIP: 95110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BELLUZZO RICHARD CENTRAL INDEX KEY: 0001204925 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13449 FILM NUMBER: 11962771 MAIL ADDRESS: STREET 1: C/O QUANTUM CORP STREET 2: 501 SYCAORE DR CITY: MILPITAS STATE: CA ZIP: 95035 4 1 rrd317681.xml FORM 4 X0303 4 2011-07-08 0 0000709283 QUANTUM CORP /DE/ QTM 0001204925 BELLUZZO RICHARD C/O QUANTUM CORPORATION 1650 TECHNOLOGY DRIVE, STE. 800 SAN JOSE CA 95110 1 0 0 0 Common Stock 2011-07-08 4 M 0 79101 2.97 A 890740 D Common Stock 2011-07-08 4 S 0 79101 3.3015 D 811639 D Non-Qualified Stock Options 2.97 2011-07-08 4 M 0 79101 0 D 2003-09-01 2012-09-03 Common Stock 79101 1186219 D Reflects the exercise of the stock options listed in Table II of this Form 4. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 1, 2011. The options are fully vested and immediately exercisable. The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $3.30 to $3.31 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. /s/ Astrid Becker-Celik, Attorney in Fact for Richard E. Belluzzo 2011-07-11