0001181431-11-039874.txt : 20110705
0001181431-11-039874.hdr.sgml : 20110704
20110705180741
ACCESSION NUMBER: 0001181431-11-039874
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110701
FILED AS OF DATE: 20110705
DATE AS OF CHANGE: 20110705
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HALL SHAWN D
CENTRAL INDEX KEY: 0001261887
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13449
FILM NUMBER: 11951051
MAIL ADDRESS:
STREET 1: 1650 TECHNOLOGY DRIVE
STREET 2: SUITE 800
CITY: SAN JOSE
STATE: CA
ZIP: 95110
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: QUANTUM CORP /DE/
CENTRAL INDEX KEY: 0000709283
STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572]
IRS NUMBER: 942665054
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 1650 TECHNOLOGY DRIVE
STREET 2: SUITE 700
CITY: SAN JOSE
STATE: CA
ZIP: 95110
BUSINESS PHONE: 408 944 4000
MAIL ADDRESS:
STREET 1: 1650 TECHNOLOGY DRIVE
STREET 2: SUITE 700
CITY: SAN JOSE
STATE: CA
ZIP: 95110
4
1
rrd317122.xml
FORM 4
X0303
4
2011-07-01
0
0000709283
QUANTUM CORP /DE/
QTM
0001261887
HALL SHAWN D
C/O QUANTUM CORPORATION
1650 TECHNOLOGY DRIVE, SUITE 800
SAN JOSE
CA
95110
0
1
0
0
Senior VP, GC & Secretary
Common Stock
2011-07-01
4
M
0
100000
0.98
A
261526
D
Common Stock
2011-07-01
4
S
0
100000
3.2767
D
161526
D
Common Stock
2011-07-01
4
S
0
82029
3.2967
D
79497
D
Common Stock
2011-07-01
4
A
0
110000
0
A
189497
D
Common Stock
2011-07-01
4
F
0
8559
3.37
D
180938
D
Non-Qualified Stock Options
0.98
2011-07-01
4
M
0
100000
0
D
2010-07-01
2016-07-01
Common Stock
100000
50000
D
Reflects the exercise of the stock options listed in Table II of this Form 4.
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 3, 2010.
Surrender of shares to satisfy tax withholding obligations upon vesting of restricted stock units granted on 7/1/2010.
The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $3.25 to $3.32 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $3.26 to $3.33 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
The options are fully vested and immediately exercisable.
RSUs will vest in equal installments on 07/01/2012, 07/01/2013 and on 07/01/2014.
Astrid Becker-Celik, Attorney in Fact for Shawn D. Hall
2011-07-05