0001181431-11-039874.txt : 20110705 0001181431-11-039874.hdr.sgml : 20110704 20110705180741 ACCESSION NUMBER: 0001181431-11-039874 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110701 FILED AS OF DATE: 20110705 DATE AS OF CHANGE: 20110705 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HALL SHAWN D CENTRAL INDEX KEY: 0001261887 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13449 FILM NUMBER: 11951051 MAIL ADDRESS: STREET 1: 1650 TECHNOLOGY DRIVE STREET 2: SUITE 800 CITY: SAN JOSE STATE: CA ZIP: 95110 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: QUANTUM CORP /DE/ CENTRAL INDEX KEY: 0000709283 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 942665054 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 1650 TECHNOLOGY DRIVE STREET 2: SUITE 700 CITY: SAN JOSE STATE: CA ZIP: 95110 BUSINESS PHONE: 408 944 4000 MAIL ADDRESS: STREET 1: 1650 TECHNOLOGY DRIVE STREET 2: SUITE 700 CITY: SAN JOSE STATE: CA ZIP: 95110 4 1 rrd317122.xml FORM 4 X0303 4 2011-07-01 0 0000709283 QUANTUM CORP /DE/ QTM 0001261887 HALL SHAWN D C/O QUANTUM CORPORATION 1650 TECHNOLOGY DRIVE, SUITE 800 SAN JOSE CA 95110 0 1 0 0 Senior VP, GC & Secretary Common Stock 2011-07-01 4 M 0 100000 0.98 A 261526 D Common Stock 2011-07-01 4 S 0 100000 3.2767 D 161526 D Common Stock 2011-07-01 4 S 0 82029 3.2967 D 79497 D Common Stock 2011-07-01 4 A 0 110000 0 A 189497 D Common Stock 2011-07-01 4 F 0 8559 3.37 D 180938 D Non-Qualified Stock Options 0.98 2011-07-01 4 M 0 100000 0 D 2010-07-01 2016-07-01 Common Stock 100000 50000 D Reflects the exercise of the stock options listed in Table II of this Form 4. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 3, 2010. Surrender of shares to satisfy tax withholding obligations upon vesting of restricted stock units granted on 7/1/2010. The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $3.25 to $3.32 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $3.26 to $3.33 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. The options are fully vested and immediately exercisable. RSUs will vest in equal installments on 07/01/2012, 07/01/2013 and on 07/01/2014. Astrid Becker-Celik, Attorney in Fact for Shawn D. Hall 2011-07-05