0001181431-11-039873.txt : 20110705 0001181431-11-039873.hdr.sgml : 20110704 20110705180712 ACCESSION NUMBER: 0001181431-11-039873 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110701 FILED AS OF DATE: 20110705 DATE AS OF CHANGE: 20110705 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: QUANTUM CORP /DE/ CENTRAL INDEX KEY: 0000709283 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 942665054 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 1650 TECHNOLOGY DRIVE STREET 2: SUITE 700 CITY: SAN JOSE STATE: CA ZIP: 95110 BUSINESS PHONE: 408 944 4000 MAIL ADDRESS: STREET 1: 1650 TECHNOLOGY DRIVE STREET 2: SUITE 700 CITY: SAN JOSE STATE: CA ZIP: 95110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BELLUZZO RICHARD CENTRAL INDEX KEY: 0001204925 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13449 FILM NUMBER: 11951047 MAIL ADDRESS: STREET 1: C/O QUANTUM CORP STREET 2: 501 SYCAORE DR CITY: MILPITAS STATE: CA ZIP: 95035 4 1 rrd317152.xml FORM 4 X0303 4 2011-07-01 0 0000709283 QUANTUM CORP /DE/ QTM 0001204925 BELLUZZO RICHARD C/O QUANTUM CORPORATION 1650 TECHNOLOGY DRIVE, STE. 800 SAN JOSE CA 95110 1 0 0 0 Common Stock 2011-07-01 4 M 0 30000 0.98 A 983333 D Common Stock 2011-07-01 4 S 0 30000 3.28 D 953333 D Common Stock 2011-07-01 4 S 0 50000 3.3064 D 903333 D Common Stock 2011-07-01 4 F 0 91694 3.37 D 811639 D Non-Qualified Stock Options 0.98 2011-07-01 4 M 0 30000 0 D 2010-07-01 2016-07-01 Common Stock 30000 420000 D Reflects the exercise of the stock options listed in Table II of this Form 4. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 24, 2010. The options are fully vested and immediately exercisable. The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $3.25 to $3.32 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $3.27 to $3.33 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. Surrender of shares to satisfy tax withholding obligations upon vesting of restricted stock units granted on 7/1/2010. /s/ Astrid Becker-Celik, Attorney in Fact for Richard E. Belluzzo 2011-07-05