-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LGkt4OmDQdv41KdSL6ga8WzFrmJ+kJVdFNktjkuhVASnSF6D2rSsgjF5uJWVcLHn MrSNhFnPRty6esvEz/TZCw== 0001181431-10-026151.txt : 20100512 0001181431-10-026151.hdr.sgml : 20100512 20100512173500 ACCESSION NUMBER: 0001181431-10-026151 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100512 FILED AS OF DATE: 20100512 DATE AS OF CHANGE: 20100512 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: QUANTUM CORP /DE/ CENTRAL INDEX KEY: 0000709283 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 942665054 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 1650 TECHNOLOGY DRIVE STREET 2: SUITE 700 CITY: SAN JOSE STATE: CA ZIP: 95110 BUSINESS PHONE: 408 944 4000 MAIL ADDRESS: STREET 1: 1650 TECHNOLOGY DRIVE STREET 2: SUITE 700 CITY: SAN JOSE STATE: CA ZIP: 95110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GACEK JON W CENTRAL INDEX KEY: 0001188975 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13449 FILM NUMBER: 10825483 MAIL ADDRESS: STREET 1: 16220 WOOD-RED ROAD CITY: WOODINVILLE STATE: WA ZIP: 98072 4 1 rrd275422.xml FORM 4 X0303 4 2010-05-12 0 0000709283 QUANTUM CORP /DE/ QTM 0001188975 GACEK JON W C/O QUANTUM CORPORATION 1650 TECHNOLOGY DRIVE, STE. 800 SAN JOSE CA 95110 0 1 0 0 Executive VP, COO, CFO Common Stock 2010-05-12 4 M 0 45000 1.46 A 502913 D Common Stock 2010-05-12 4 S 0 45000 2.8195 D 457913 D Non-Qualified Stock Options 1.46 2010-05-12 4 M 0 45000 0 D 2006-08-22 2010-08-22 Common Stock 45000 94024 D Reflects the exercise of the stock options listed in Table II of this Form 4. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 17, 2010. The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $2.78 to $2.86 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. These options were granted under the 1999 Stock Incentive Plan of Advanced Digital Information Corporation ("ADIC") and assumed by Quantum Corporation ("Quantum") on August 22, 2006, pursuant to the Agreement and Plan of Merger between ADIC and Quantum. The options were exchanged for options to purchase Quantum stock, at the exchange ratio of 5.9756 per share. The options are fully vested and immediately exercisable. /s/ Astrid Becker-Celik, by Astrid Becker-Celik, Attorney in Fact for Jon W. Gacek 2010-05-12 -----END PRIVACY-ENHANCED MESSAGE-----