-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MQfauFgqCYBGYmKtgTAURNmUi5+pC1HAIes59cQxAD27rrVhA8wxwz8DfaGnWjNM TYwByBJXrxvBviEWgo3V3g== 0001181431-09-034197.txt : 20090706 0001181431-09-034197.hdr.sgml : 20090703 20090706124415 ACCESSION NUMBER: 0001181431-09-034197 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090701 FILED AS OF DATE: 20090706 DATE AS OF CHANGE: 20090706 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HALL SHAWN D CENTRAL INDEX KEY: 0001261887 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13449 FILM NUMBER: 09930072 MAIL ADDRESS: STREET 1: 1650 TECHNOLOGY DRIVE STREET 2: SUITE 800 CITY: SAN JOSE STATE: CA ZIP: 95110 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: QUANTUM CORP /DE/ CENTRAL INDEX KEY: 0000709283 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 942665054 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 1650 TECHNOLOGY DRIVE STREET 2: SUITE 700 CITY: SAN JOSE STATE: CA ZIP: 95110 BUSINESS PHONE: 408 944 4000 MAIL ADDRESS: STREET 1: 1650 TECHNOLOGY DRIVE STREET 2: SUITE 700 CITY: SAN JOSE STATE: CA ZIP: 95110 4 1 rrd247150.xml FORM 4 X0303 4 2009-07-01 0 0000709283 QUANTUM CORP /DE/ QTM 0001261887 HALL SHAWN D C/O QUANTUM CORPORATION 1650 TECHNOLOGY DRIVE, SUITE 800 SAN JOSE CA 95110 0 1 0 0 Senior VP, GC & Secretary Common Stock 2009-07-01 4 A 0 30000 0 A 212546 D Common Stock 2009-07-01 4 M 0 11667 A 224213 D Common Stock 2009-07-01 4 F 0 14083 .98 D 210130 D Restricted Stock Units 2009-07-01 4 M 0 11667 0 D 2009-07-01 2009-07-01 Common Stock 11667 11666 D Non Qualified Stock Options .98 2009-07-01 4 A 0 200000 0 A 2010-07-01 2016-07-01 Common Stock 200000 200000 D Restricted Stock Units will vest in (1) year as follows: 100% will vest on 7/1/2010. Reflects the partial vesting of Restricted Stock Units (RSUs) granted on 6/30/2007. The vested RSUs converted to shares of Common Stock on a 1-for-1 basis. Surrender of shares to satisfy tax withholding obligations upon vesting of restricted stock granted on 6/28/2005, upon vesting of RSUs granted on 6/30/2007 and upon vesting of RSUs granted on 7/1/2008. Right to buy granted under Rule 16b-3 Plan. Stock Options will vest over three (3) years as follows: 25% will vest on 7/1/2010, 50% on 7/1/2011 and the remaining 25% on 7/1/2012. Shawn Hall 2009-07-06 -----END PRIVACY-ENHANCED MESSAGE-----