-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BEwJfM9yQGlLdO9ZSbIZ+d39cHnSdEDvdZO0W/XLLpOMUFgH3Ksc5gvRaav67oUh Q2c5F6NjxwdigR1verUIRQ== 0001181431-08-034369.txt : 20080523 0001181431-08-034369.hdr.sgml : 20080523 20080523174549 ACCESSION NUMBER: 0001181431-08-034369 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080520 FILED AS OF DATE: 20080523 DATE AS OF CHANGE: 20080523 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: QUANTUM CORP /DE/ CENTRAL INDEX KEY: 0000709283 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 942665054 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 1650 TECHNOLOGY DRIVE STREET 2: SUITE 700 CITY: SAN JOSE STATE: CA ZIP: 95110 BUSINESS PHONE: 408 944 4000 MAIL ADDRESS: STREET 1: 1650 TECHNOLOGY DRIVE STREET 2: SUITE 700 CITY: SAN JOSE STATE: CA ZIP: 95110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LOPATIN GERALD CENTRAL INDEX KEY: 0001435661 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13449 FILM NUMBER: 08859119 BUSINESS ADDRESS: BUSINESS PHONE: 408 944-4000 MAIL ADDRESS: STREET 1: C/O QUANTUM CORPORATION STREET 2: 1650 TECHNOLOGY DRIVE, SUITE 800 CITY: SAN JOSE STATE: CA ZIP: 95110 3 1 rrd207913.xml FORM 3 X0202 3 2008-05-20 0 0000709283 QUANTUM CORP /DE/ QTM 0001435661 LOPATIN GERALD C/O QUANTUM CORPORATION 1650 TECHNOLOGY DRIVE, SUITE 800 SAN JOSE CA 95110 0 1 0 0 Senior VP, Engineering Common Stock 115000 D Non-qualified stock option 2.17 2009-03-01 2015-04-01 Common Stock 850000 D Restricted Stock units will vest annually over a period of three (3) years as follows: 38,334 will vest on 3/1/09 and 38,333 will vest on each of 3/1/10 and 3/1/11. Right to buy under Rule 16b (3) Plan. Stock Options will vest as follows: 25% on 3/1/09 and the remaining shares will vest monthly at the rate of 1/48 of the original grant amount through 3/1/2012. /s/ Beverly Verrett, Attorney in Fact for Gerald Lopatin 2008-05-23 -----END PRIVACY-ENHANCED MESSAGE-----