-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ApMD5c1oWtKbNv0bYzn/MFnZF/ilw4Y1xzoSXeEpfXRSnJzFtVu+jfQ2CooqmRUt Xbid27Egyp+0gvdtLkm4+A== 0001181431-07-053225.txt : 20070820 0001181431-07-053225.hdr.sgml : 20070820 20070820191625 ACCESSION NUMBER: 0001181431-07-053225 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070817 FILED AS OF DATE: 20070820 DATE AS OF CHANGE: 20070820 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: QUANTUM CORP /DE/ CENTRAL INDEX KEY: 0000709283 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 942665054 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 1650 TECHNOLOGY DRIVE STREET 2: SUITE 700 CITY: SAN JOSE STATE: CA ZIP: 95110 BUSINESS PHONE: 408 944 4000 MAIL ADDRESS: STREET 1: 1650 TECHNOLOGY DRIVE STREET 2: SUITE 700 CITY: SAN JOSE STATE: CA ZIP: 95110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pasternack Bruce A CENTRAL INDEX KEY: 0001364643 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13449 FILM NUMBER: 071069184 BUSINESS ADDRESS: BUSINESS PHONE: 408-570-8365 MAIL ADDRESS: STREET 1: BEA SYSTEMS, INC. STREET 2: 2315 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95131 4 1 rrd170141.xml FORM 4 X0202 4 2007-08-17 0 0000709283 QUANTUM CORP /DE/ QTM 0001364643 Pasternack Bruce A C/O QUANTUM CORPORATION 1650 TECHNOLOGY DRIVE, SUITE 700 SAN JOSE CA 95110 1 0 0 0 Common Stock 2007-08-17 4 A 0 1833 0.0 A 1833 D Common Stock 2007-08-17 4 A 0 943 0.0 A 2776 D Common Stock 2007-08-17 4 A 0 25000 0.0 D 27776 D Non-Qualified Stock Option 3.3 2007-08-17 4 A 0 5500 0.0 A 2007-12-01 2014-08-17 Common Stock 5500 5500 D Restricted Stock Units will vest over one (1) year as follows: 25% will vest on each of 12/1/07, 3/1/08, 6/1/08 and 9/1/08. Restricted Stock Units will vest 100% on 9/1/2007. Restricted Stock Units will vest over two years as follows: 50% will vest on 9/1/2008 and the remainder will vest quarterly in equal installments over the following year. Right to buy granted under Rule 16b-3 Plan. Stock Options will vest over one (1) year as follows: 25% will vest on each of 12/1/07, 3/1/08, 6/1/08 and 9/1/08. /s/ Beverly Verrett, by Beverly Verrett, Attorney in Fact for Bruce Pasternack 2007-08-20 -----END PRIVACY-ENHANCED MESSAGE-----