-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VoHRp3YUN7yftc15A3MUt98+LO1Xk0+TVmfc84bZF8MWT8SZTxoTa+6mAvkpPWQi vv6XwFmodSfzdrJbAfOdmg== 0001181431-07-044028.txt : 20070703 0001181431-07-044028.hdr.sgml : 20070703 20070703161310 ACCESSION NUMBER: 0001181431-07-044028 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070630 FILED AS OF DATE: 20070703 DATE AS OF CHANGE: 20070703 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: QUANTUM CORP /DE/ CENTRAL INDEX KEY: 0000709283 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 942665054 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 1650 TECHNOLOGY DRIVE STREET 2: SUITE 700 CITY: SAN JOSE STATE: CA ZIP: 95110 BUSINESS PHONE: 408 944 4000 MAIL ADDRESS: STREET 1: 1650 TECHNOLOGY DRIVE STREET 2: SUITE 700 CITY: SAN JOSE STATE: CA ZIP: 95110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dalton Stephen P CENTRAL INDEX KEY: 0001395273 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13449 FILM NUMBER: 07961028 BUSINESS ADDRESS: BUSINESS PHONE: 408 944 4000 MAIL ADDRESS: STREET 1: C/O QUANTUM CORPORATION STREET 2: 1650 TECHNOLOGY DRIVE, SUITE 700 CITY: SAN JOSE STATE: CA ZIP: 95110 4 1 rrd164884.xml FORM 4 X0202 4 2007-06-30 0 0000709283 QUANTUM CORP /DE/ QTM 0001395273 Dalton Stephen P 1650 TECHNOLOGY DRIVE SUITE 700 SAN JOSE CA 95110 0 1 0 0 SVP, Tiered Storage Solutions Restricted Stock Unit 2007-06-30 4 A 0 80000 0.0 D DSS Common Stock 80000 80000 D Non-Qualified Stock Options 3.17 2007-06-30 4 A 0 240000 3.17 D 2008-07-01 2014-07-14 Common Stock 240000 240000 D Restricted Stock Units convert to shares of Common Stock on a 1-for-1 basis. Restricted Stock Units will vest over a period of three (3) years in three equal installments - 33% at each anniversary of the vest begin date as follows: 7/1/08, 7/1/09 and 7/1/10. Stock Options will vest over a period of three (3) years in three equal installments - 33% at each anniversary of the vest begin date as follows: 7/1/08, 7/1/09 and 7/1/10. Right to buy granted under Rule 16b-3 Plan. /s/ Shawn Hall, by Shawn Hall, Attorney in Fact for Stephen Dalton 2007-07-03 -----END PRIVACY-ENHANCED MESSAGE-----